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AXALTA COATING SYS LTD
AXALTA COATING SYS LTD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 301 Institutional holders with a total value of $6,494,937,290.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VERSANT CAPITAL MANAGEMENT, INC 22 0 0.00%
2 CUTLER GROUP LLC / CA 13,800 0 0.00% Call
3 Carroll Financial Associates, Inc. 72 1,000 0.00%
4 WASHINGTON TRUST BANK 32 1,000 0.00%
5 QS Investors, LLC 11 1,000 0.00%
6 BRONFMAN E.L. ROTHSCHILD, L.P. 21 1,000 0.00%
7 WealthTrust-Arizona, LLC 50 1,000 0.00%
8 CWM, LLC 86 2,000 0.00%
9 CUTLER GROUP LLC / CA 18,500 2,000 0.00% Put
10 Catalyst Capital Advisors LLC 71 2,000 0.00%
11 TCI Wealth Advisors, Inc. 138 4,000 0.00%
12 NEXT Financial Group, Inc 150 4,000 0.00%
13 EARNEST PARTNERS LLC 133 4,000 0.00%
14 CRIBSTONE CAPITAL MANAGEMENT, LLC 175 5,000 0.00%
15 PROFICIO CAPITAL PARTNERS LLC 216 6,000 0.00%
16 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 270 7,000 0.00%
17 THOMPSON DAVIS & CO., INC. 250 7,000 0.00%
18 HUNTINGTON NATIONAL BANK 380 10,000 0.00%
19 DELTA ASSET MANAGEMENT LLC/TN 375 10,000 0.00%
20 ANCHOR INVESTMENT MANAGEMENT, LLC 500 13,600 0.00%
21 IFP ADVISORS, INC 603 16,000 0.00%
22 Cornerstone Advisors, Inc. 707 19,000 0.00%
23 FIRST MANHATTAN CO. LLC. 1,000 27,000 0.00%
24 NN INVESTMENT PARTNERS HOLDINGS N.V. 1,080 29,000 0.00%
25 Tower Research Capital LLC (TRC) 1,193 32,000 0.00%
26 ADVISOR GROUP, INC. 1,275 35,000 0.00%
27 FULLER & THALER ASSET MANAGEMENT, INC. 1,500 41,000 0.00%
28 TORONTO DOMINION BANK 1,865 51,000 0.00%
29 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,970 54,000 0.00%
30 COMMONWEALTH BANK OF AUSTRALIA 2,000 54,000 0.00%
31 MU Investments Co., Ltd. 2,300 63,000 0.00%
32 AMERICAN INTERNATIONAL GROUP, INC. 3,890 106,000 0.00%
33 PEAK6 Group LLC 3,964 108,000 0.00%
34 OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 4,700 128,000 0.00%
35 FRED ALGER MANAGEMENT, LLC 4,957 135,000 0.00%
36 LS Investment Advisors, LLC 5,202 141,000 0.00%
37 MN SERVICES VERMOGENSBEHEER B.V. 5,478 141,000 0.00%
38 Daiwa Securities Group Inc. 5,400 147,000 0.00%
39 ACROSPIRE INVESTMENT MANAGEMENT LLC 6,134 167,000 0.00%
40 NORDEA INVESTMENT MANAGEMENT AB 6,138 167,000 0.00%
41 FIRST MERCANTILE TRUST CO 6,200 169,000 0.00%
42 Parallax Volatility Advisers, L.P. 6,600 179,000 0.00% Call
43 FINANCIAL COUNSELORS INC 7,610 207,000 0.00%
44 CIBC Asset Management Inc 7,642 208,000 0.00%
45 Parametrica Management Ltd 7,768 211,000 0.00%
46 CANADA PENSION PLAN INVESTMENT BOARD 7,800 212,000 0.00%
47 SCHONFELD STRATEGIC ADVISORS LLC 7,824 213,000 0.00%
48 MANUFACTURERS LIFE INSURANCE COMPANY, THE 7,988 217,000 0.00%
49 SYMPHONY ASSET MANAGEMENT LLC 8,022 218,000 0.00%
50 COMERICA BANK 7,735 218,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.