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NEW SR INVEST GRP INC COM
NEW SR INVEST GRP INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 181 Institutional holders with a total value of $2,334,442,348.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 North Star Investment Management Corp. 33 0 0.00%
2 CUTLER GROUP LLC / CA 400 0 0.00% Call
3 Advisory Services Network, LLC 16 0 0.00%
4 GOLDMAN SACHS GROUP INC 100 1,000 0.00% Call
5 FLORENCE CAPITAL ADVISORS, LLC 102 1,000 0.00%
6 CUTLER GROUP LLC / CA 2,100 1,000 0.00% Put
7 PARALLEL ADVISORS, LLC 108 1,000 0.00%
8 WEALTHPLAN PARTNERS, LLC 193 1,951 0.00%
9 CUTLER GROUP LLC / CA 200 2,000 0.00%
10 BRONFMAN E.L. ROTHSCHILD, L.P. 179 2,000 0.00%
11 D'Orazio & Associates, Inc. 200 2,000 0.00%
12 Point72 Hong Kong Ltd 306 3,000 0.00%
13 LAZARD ASSET MANAGEMENT LLC 482 4,000 0.00%
14 Hudock, Inc. 400 4,000 0.00%
15 Edge Wealth Management LLC 500 5,000 0.00%
16 MEEDER ASSET MANAGEMENT INC 455 5,000 0.00%
17 GOLDMAN SACHS GROUP INC 500 5,000 0.00% Put
18 ROYAL FUND MANAGEMENT, LLC 811 8,000 0.00%
19 Clearbridge Investments, LLC 1,000 10,000 0.00%
20 Parallax Volatility Advisers, L.P. 1,000 10,000 0.00% Call
21 QUADRANT CAPITAL GROUP LLC 1,163 11,000 0.00%
22 Avior Wealth Management, LLC 1,077 11,000 0.00%
23 Financial Architects, Inc 1,135 12,000 0.00%
24 PEAK6 Group LLC 1,234 13,000 0.00%
25 FEDERATED HERMES, INC. 1,467 15,000 0.00%
26 SONORA INVESTMENT MANAGEMENT, LLC 1,666 16,993 0.00%
27 US BANCORP \DE\ 1,682 17,000 0.00%
28 IFP ADVISORS, INC 1,831 19,000 0.00%
29 ACROSPIRE INVESTMENT MANAGEMENT LLC 2,119 22,000 0.00%
30 People's United Financial, Inc. 2,200 22,000 0.00%
31 KELLY LAWRENCE W & ASSOCIATES INC/CA 2,266 23,000 0.00%
32 BARCLAYS PLC 2,671 28,000 0.00%
33 GROUP ONE TRADING LLC 2,999 31,000 0.00%
34 SIMPLEX TRADING, LLC 3,125 31,000 0.00%
35 Quantbot Technologies LP 3,400 34,000 0.00%
36 Highlander Capital Management, LLC 3,666 37,000 0.00%
37 BESSEMER GROUP INC 4,637 47,000 0.00%
38 ADVISOR GROUP, INC. 4,665 48,000 0.00%
39 FIRST INTERSTATE BANK 5,000 51,000 0.00%
40 VAN ECK ASSOCIATES CORP 5,850 60,000 0.00%
41 Ameritas Investment Partners, Inc. 5,949 61,000 0.00%
42 Zurcher Kantonalbank (Zurich Cantonalbank) 5,995 61,000 0.00%
43 Daiwa Securities Group Inc. 6,200 63,000 0.00%
44 GAM Holding AG 6,200 63,000 0.00%
45 CANADA LIFE ASSURANCE Co 7,242 74,000 0.00%
46 QS Investors, LLC 8,148 83,000 0.00%
47 HARVEST FUND MANAGEMENT CO., LTD 9,200 94,000 0.00%
48 SG Americas Securities, LLC 9,862 101,000 0.00%
49 Veritable, L.P. 10,000 102,000 0.00%
50 BTC Capital Management, Inc. 10,365 105,000 0.00%
Page 1 of 4

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.