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UBS GROUP AG
UBS GROUP AG. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 279 Institutional holders with a total value of $23,125,305,024.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CUTLER GROUP LLC / CA 1,700 0 0.00% Put
2 Clal Insurance Enterprises Holdings Ltd 1 0 0.00%
3 BNP PARIBAS FINANCIAL MARKETS 51 335 0.00% Put
4 Winslow, Evans & Crocker, Inc. 30 509 0.00%
5 THOMAS WHITE INTERNATIONAL LTD 81 1,000 0.00%
6 WFG Advisors, LP 51 1,000 0.00%
7 CUTLER GROUP LLC / CA 2,000 1,000 0.00% Call
8 NISA INVESTMENT ADVISORS, LLC 114 2,000 0.00%
9 Vigilant Capital Management, LLC 96 2,000 0.00%
10 HANSEATIC MANAGEMENT SERVICES INC 115 2,000 0.00%
11 Parallax Volatility Advisers, L.P. 97 2,000 0.00%
12 COCONUT GROVE BANK 150 3,000 0.00%
13 SRS CAPITAL ADVISORS, INC. 193 3,000 0.00% SH
14 Archford Capital Strategies, LLC 120 3,000 0.00%
15 Tower Research Capital LLC (TRC) 320 5,000 0.00%
16 LAZARD ASSET MANAGEMENT LLC 306 5,000 0.00%
17 CENTRAL TRUST Co 277 5,000 0.00%
18 DREMAN VALUE MANAGEMENT, L L C 342 6,000 0.00%
19 WESTSIDE INVESTMENT MANAGEMENT, INC. 742 13,029 0.00%
20 MASSEY QUICK SIMON & CO., LLC 829 14,000 0.00%
21 CAUSEWAY CAPITAL MANAGEMENT LLC 855 15,000 0.00%
22 PROFICIO CAPITAL PARTNERS LLC 906 16,000 0.00%
23 CWM, LLC 1,000 17,000 0.00%
24 ROPES WEALTH ADVISORS LLC 1,100 19,000 0.00%
25 TRUST CO OF VERMONT 1,098 19,000 0.00%
26 FEDERATION DES CAISSES DESJARDINS DU QUEBEC 1,122 19,052 0.00%
27 Winfield Associates, Inc. 1,175 20,000 0.00%
28 SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 1,162 20,000 0.00%
29 ZIONS BANCORPORATION 1,374 23,000 0.00%
30 BESSEMER GROUP INC 1,401 24,000 0.00%
31 IHT WEALTH MANAGEMENT, LLC 77 25,000 0.00%
32 First Horizon Advisors, Inc. 1,555 26,000 0.00%
33 NewEdge Advisors, LLC 1,532 26,902 0.00%
34 Walleye Trading LLC 1,617 27,000 0.00%
35 PEAK6 Group LLC 1,588 27,000 0.00%
36 THOMPSON DAVIS & CO., INC. 1,820 31,000 0.00%
37 Advisory Services Network, LLC 1,876 32,000 0.00%
38 BROWN BROTHERS HARRIMAN & CO 1,866 32,000 0.00%
39 Financial Architects, Inc 2,500 42,000 0.00%
40 BRONFMAN E.L. ROTHSCHILD, L.P. 2,762 47,000 0.00%
41 HUNTINGTON NATIONAL BANK 2,902 49,000 0.00%
42 PARALLEL ADVISORS, LLC 2,810 49,000 0.00%
43 CITIZENS FINANCIAL GROUP INC/DE 2,919 50,000 0.00%
44 Twin Tree Management, LP 3,000 51,000 0.00% Put
45 WHITTIER TRUST CO 3,118 53,000 0.00%
46 MassMutual Private Wealth & Trust, FSB 3,144 53,385 0.00%
47 BNP PARIBAS FINANCIAL MARKETS 3,186 54,098 0.00%
48 ENTERPRISE FINANCIAL SERVICES CORP 3,467 59,000 0.00%
49 RESOURCES INVESTMENT ADVISORS, INC. 3,675 62,000 0.00%
50 QUADRANT CAPITAL GROUP LLC 5,173 66,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.