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UBS GROUP AG
UBS GROUP AG. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 279 Institutional holders with a total value of $23,125,305,024.
#
Manager Name
Shares
Value ($)
%
Options
Notes
251 BRANDES INVESTMENT PARTNERS, LP 6,589,750 111,894,000 0.48%
252 BANK OF AMERICA CORP /DE/ 6,836,699 116,088,000 0.50%
253 HSBC HOLDINGS PLC 7,446,664 126,445,000 0.55%
254 DZ BANK AG DEUTSCHE ZENTRAL GENOSSENSCHAFTS BANK, FRANKFURT AM MAIN 7,525,697 127,624,000 0.55%
255 CITIGROUP INC 8,033,900 136,219,000 0.59% Put
256 PRUDENTIAL PLC 9,315,213 158,172,000 0.68%
257 RUSSELL INVESTMENTS GROUP, LTD. 9,868,486 167,324,000 0.72%
258 Bank of New York Mellon Corp 9,898,535 168,077,000 0.73%
259 PZENA INVESTMENT MANAGEMENT LLC 11,120,923 188,833,000 0.82%
260 CANADA PENSION PLAN INVESTMENT BOARD 11,243,300 190,666,000 0.82%
261 STATE STREET CORP 15,513,025 263,411,000 1.14%
262 GOLDMAN SACHS GROUP INC 15,654,815 265,819,000 1.15%
263 CREDIT AGRICOLE S A 15,909,413 270,142,000 1.17%
264 Allianz Asset Management GmbH 20,152,088 343,484,000 1.49%
265 SCHRODER INVESTMENT MANAGEMENT GROUP 22,477,472 367,731,000 1.59%
266 DEUTSCHE BANK AG\ 23,067,071 391,676,000 1.69%
267 Zurcher Kantonalbank (Zurich Cantonalbank) 33,680,510 571,178,000 2.47%
268 FMR LLC 34,814,668 590,235,000 2.55%
269 Fisher Asset Management, LLC 40,167,025 682,036,000 2.95%
270 JPMORGAN CHASE & CO 40,525,445 688,123,000 2.98%
271 Invesco Ltd. 41,034,633 696,769,000 3.01%
272 FRANKLIN RESOURCES INC 57,935,725 981,476,000 4.24%
273 WELLINGTON MANAGEMENT GROUP LLP 82,096,029 1,392,476,000 6.02%
274 VANGUARD GROUP INC 86,199,587 1,463,669,000 6.33%
275 Capital Research Global Investors 86,812,930 1,470,270,000 6.36%
276 CREDIT SUISSE AG/ 99,334,329 1,686,698,000 7.29%
277 NORGES BANK 130,603,707 2,214,870,000 9.58%
278 UBS Group AG 141,700,821 2,406,080,000 10.40%
279 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 160,209,992 2,720,366,000 11.76%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.