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UBS GROUP AG
UBS GROUP AG. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 279 Institutional holders with a total value of $23,125,305,024.
#
Manager Name
Shares
Value ($)
%
Options
Notes
251 ZIONS BANCORPORATION 1,374 23,000 0.00%
252 SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 1,162 20,000 0.00%
253 Winfield Associates, Inc. 1,175 20,000 0.00%
254 FEDERATION DES CAISSES DESJARDINS DU QUEBEC 1,122 19,052 0.00%
255 ROPES WEALTH ADVISORS LLC 1,100 19,000 0.00%
256 TRUST CO OF VERMONT 1,098 19,000 0.00%
257 CWM, LLC 1,000 17,000 0.00%
258 PROFICIO CAPITAL PARTNERS LLC 906 16,000 0.00%
259 CAUSEWAY CAPITAL MANAGEMENT LLC 855 15,000 0.00%
260 MASSEY QUICK SIMON & CO., LLC 829 14,000 0.00%
261 WESTSIDE INVESTMENT MANAGEMENT, INC. 742 13,029 0.00%
262 DREMAN VALUE MANAGEMENT, L L C 342 6,000 0.00%
263 Tower Research Capital LLC (TRC) 320 5,000 0.00%
264 CENTRAL TRUST Co 277 5,000 0.00%
265 LAZARD ASSET MANAGEMENT LLC 306 5,000 0.00%
266 Archford Capital Strategies, LLC 120 3,000 0.00%
267 SRS CAPITAL ADVISORS, INC. 193 3,000 0.00% SH
268 COCONUT GROVE BANK 150 3,000 0.00%
269 HANSEATIC MANAGEMENT SERVICES INC 115 2,000 0.00%
270 Vigilant Capital Management, LLC 96 2,000 0.00%
271 NISA INVESTMENT ADVISORS, LLC 114 2,000 0.00%
272 Parallax Volatility Advisers, L.P. 97 2,000 0.00%
273 CUTLER GROUP LLC / CA 2,000 1,000 0.00% Call
274 WFG Advisors, LP 51 1,000 0.00%
275 THOMAS WHITE INTERNATIONAL LTD 81 1,000 0.00%
276 Winslow, Evans & Crocker, Inc. 30 509 0.00%
277 BNP PARIBAS FINANCIAL MARKETS 51 335 0.00% Put
278 CUTLER GROUP LLC / CA 1,700 0 0.00% Put
279 Clal Insurance Enterprises Holdings Ltd 1 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.