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FIRST TRUST
FIRST TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 10 Institutional holders with a total value of $5,649,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 JANE STREET GROUP, LLC 56,889 1,667,000 29.51%
2 BANK OF AMERICA CORP /DE/ 47,415 1,389,000 24.59%
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 31,887 934,000 16.53%
4 MORGAN STANLEY 30,491 894,000 15.83%
5 JPMORGAN CHASE & CO 22,087 647,000 11.45%
6 UBS Group AG 2,767 81,000 1.43%
7 Tower Research Capital LLC (TRC) 619 18,000 0.32%
8 Creative Planning 300 9,000 0.16%
9 ROYAL BANK OF CANADA 288 8,000 0.14%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 80 2,000 0.04%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.