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FIRST TRUST
FIRST TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 13 Institutional holders with a total value of $5,783,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LADENBURG THALMANN FINANCIAL SERVICES INC. 80 3,000 0.05%
2 Gradient Investments LLC 140 4,000 0.07%
3 IFP ADVISORS, INC 150 5,000 0.09%
4 ROYAL BANK OF CANADA 288 9,000 0.16%
5 Creative Planning 300 9,000 0.16%
6 Tower Research Capital LLC (TRC) 563 18,000 0.31%
7 UBS Group AG 1,566 49,000 0.85%
8 MORGAN STANLEY 7,753 244,000 4.22%
9 LPL Financial LLC 8,570 264,000 4.57%
10 JPMORGAN CHASE & CO 12,276 385,000 6.66%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 30,037 944,000 16.32%
12 BANK OF AMERICA CORP /DE/ 34,076 1,071,000 18.52%
13 JANE STREET GROUP, LLC 88,354 2,778,000 48.04%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.