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FIRST TRUST
FIRST TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 14 Institutional holders with a total value of $4,800,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 JANE STREET GROUP, LLC 64,165 2,027,000 42.23%
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 31,139 984,000 20.50%
3 BANK OF AMERICA CORP /DE/ 26,531 838,000 17.46%
4 JPMORGAN CHASE & CO 12,006 379,000 7.90%
5 LPL Financial LLC 8,570 262,000 5.46%
6 MORGAN STANLEY 3,432 109,000 2.27%
7 UBS Group AG 1,942 61,000 1.27%
8 ENVESTNET ASSET MANAGEMENT INC 1,529 48,000 1.00%
9 ROYAL BANK OF CANADA 1,297 41,000 0.85%
10 Tower Research Capital LLC (TRC) 730 23,000 0.48%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 308 10,000 0.21%
12 Creative Planning 300 9,000 0.19%
13 IFP ADVISORS, INC 150 5,000 0.10%
14 Gradient Investments LLC 140 4,000 0.08%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.