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FIRST TRUST
FIRST TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 13 Institutional holders with a total value of $4,101,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 IFP ADVISORS, INC 150 4,000 0.10%
2 Gradient Investments LLC 140 4,000 0.10%
3 Creative Planning 300 9,000 0.22%
4 LADENBURG THALMANN FINANCIAL SERVICES INC. 313 9,000 0.22%
5 UBS Group AG 1,104 33,000 0.80%
6 Tower Research Capital LLC (TRC) 1,229 36,000 0.88%
7 ROYAL BANK OF CANADA 1,697 50,000 1.22%
8 MORGAN STANLEY 5,223 154,000 3.76%
9 JPMORGAN CHASE & CO 7,846 231,000 5.63%
10 BANK OF AMERICA CORP /DE/ 17,541 519,000 12.66%
11 Virtu KCG Holdings LLC 20,253 599,000 14.61%
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 35,645 1,054,000 25.70%
13 JANE STREET GROUP, LLC 47,313 1,399,000 34.11%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.