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FIRST TRUST
FIRST TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 12 Institutional holders with a total value of $4,312,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Gradient Investments LLC 140 5,000 0.12%
2 LADENBURG THALMANN FINANCIAL SERVICES INC. 316 11,000 0.26%
3 Baystate Wealth Management LLC 357 13,000 0.30%
4 IHT WEALTH MANAGEMENT, LLC 403 21,000 0.49%
5 UBS Group AG 1,062 38,000 0.88%
6 ROYAL BANK OF CANADA 1,697 60,000 1.39%
7 MORGAN STANLEY 7,872 279,000 6.47%
8 BANK OF AMERICA CORP /DE/ 12,039 427,000 9.90%
9 JPMORGAN CHASE & CO 14,060 502,000 11.64%
10 Janney Montgomery Scott LLC 16,850 597,000 13.85%
11 Virtu KCG Holdings LLC 17,925 639,000 14.82%
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 48,510 1,720,000 39.89%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.