| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 6,000 | 6,000 | 0.01% | PRN | |
| 2 | Creative Planning | 10,000 | 11,000 | 0.01% | PRN | |
| 3 | HighTower Advisors, LLC | 13,000 | 14,000 | 0.02% | PRN | |
| 4 | Jefferies Group LLC | 20,000 | 22,000 | 0.03% | PRN | |
| 5 | ADVISOR GROUP, INC. | 27 | 29,000 | 0.04% | PRN | |
| 6 | SONORA INVESTMENT MANAGEMENT, LLC | 40,000 | 43,477 | 0.06% | ||
| 7 | Wellesley Asset Management | 67,426 | 72,904 | 0.10% | PRN | |
| 8 | D.A. DAVIDSON & CO. | 125,000 | 133,000 | 0.18% | ||
| 9 | ZAZOVE ASSOCIATES LLC | 200,000 | 217,000 | 0.29% | PRN | |
| 10 | SCHOLTZ & COMPANY, LLC | 350,000 | 378,000 | 0.50% | PRN | |
| 11 | Investors Capital Advisory Services | 422,000 | 454,000 | 0.60% | ||
| 12 | NOMURA HOLDINGS INC | 526,000 | 566,000 | 0.75% | PRN | |
| 13 | AQR ARBITRAGE LLC | 525,000 | 568,000 | 0.75% | PRN | |
| 14 | DEUTSCHE BANK AG\ | 666,000 | 716,000 | 0.95% | PRN | |
| 15 | CREDIT SUISSE AG/ | 20,148 | 1,506,000 | 1.99% | PRN | |
| 16 | GABELLI FUNDS LLC | 1,500,000 | 1,631,000 | 2.16% | PRN | |
| 17 | Bank of New York Mellon Corp | 1,550,000 | 1,676,000 | 2.22% | ||
| 18 | OAKTREE CAPITAL MANAGEMENT LP | 2,042,000 | 2,224,000 | 2.94% | PRN | |
| 19 | CITADEL ADVISORS LLC | 5,000,000 | 5,443,000 | 7.20% | PRN | |
| 20 | Allianz Asset Management GmbH | 6,500,000 | 7,028,000 | 9.30% | PRN | |
| 21 | PERCEPTIVE ADVISORS LLC | 7,500,000 | 8,121,000 | 10.74% | PRN | |
| 22 | GUARDIAN LIFE INSURANCE CO OF AMERICA | 10,000,000 | 10,763,000 | 14.24% | PRN | |
| 23 | WOLVERINE ASSET MANAGEMENT LLC | 15,211,000 | 16,535,000 | 21.88% | PRN | |
| 24 | FMR LLC | 16,190,000 | 17,424,000 | 23.05% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
