| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Creative Planning | 4,000 | 4,000 | 0.01% | PRN | |
| 2 | HighTower Advisors, LLC | 13,000 | 14,000 | 0.02% | PRN | |
| 3 | ADVISOR GROUP, INC. | 27 | 28,000 | 0.04% | PRN | |
| 4 | Commonwealth Equity Services, Inc | 29,000 | 30,000 | 0.04% | ||
| 5 | BARCLAYS PLC | 31,000 | 33,000 | 0.04% | PRN | |
| 6 | EDGE ADVISORS, LLC | 33,000 | 34,000 | 0.04% | ||
| 7 | Wellesley Asset Management | 59,877 | 63,170 | 0.08% | PRN | |
| 8 | D.A. DAVIDSON & CO. | 125,000 | 130,000 | 0.16% | ||
| 9 | CITIGROUP INC | 235,000 | 247,000 | 0.31% | PRN | |
| 10 | AQR ARBITRAGE LLC | 525,000 | 554,000 | 0.70% | PRN | |
| 11 | Bank of New York Mellon Corp | 850,000 | 903,000 | 1.14% | ||
| 12 | WORTH VENTURE PARTNERS, LLC | 1,338,000 | 1,409,000 | 1.78% | PRN | |
| 13 | GABELLI FUNDS LLC | 2,000,000 | 2,109,000 | 2.67% | PRN | |
| 14 | CAMDEN ASSET MANAGEMENT L P /CA | 2,030,000 | 2,132,000 | 2.69% | PRN | |
| 15 | Allianz Asset Management GmbH | 4,090,000 | 4,313,000 | 5.45% | PRN | |
| 16 | Jefferies Group LLC | 5,837,000 | 6,159,000 | 7.78% | PRN | |
| 17 | PERCEPTIVE ADVISORS LLC | 7,500,000 | 7,908,000 | 9.99% | PRN | |
| 18 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 9,000,000 | 9,450,000 | 11.94% | PRN | |
| 19 | DLD ASSET MANAGEMENT, LP | 10,500,000 | 11,117,000 | 14.05% | PRN | |
| 20 | FMR LLC | 12,070,000 | 12,674,000 | 16.02% | PRN | |
| 21 | MANGROVE PARTNERS IM, LLC | 18,779 | 19,817,000 | 25.04% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
