| # | % | |||||
|---|---|---|---|---|---|---|
| 101 | BRONFMAN E.L. ROTHSCHILD, L.P. | 951 | 7,000 | 0.00% | ||
| 102 | ROYAL BANK OF CANADA | 775 | 6,000 | 0.00% | ||
| 103 | QS Investors, LLC | 716 | 5,000 | 0.00% | ||
| 104 | CUTLER GROUP LLC / CA | 9,500 | 5,000 | 0.00% | Put | |
| 105 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 500 | 4,000 | 0.00% | ||
| 106 | CUTLER GROUP LLC / CA | 11,400 | 3,000 | 0.00% | Call | |
| 107 | NEXT Financial Group, Inc | 300 | 2,000 | 0.00% | ||
| 108 | ADVISOR GROUP, INC. | 195 | 1,000 | 0.00% | ||
| 109 | HOWE & RUSLING INC | 123 | 1,000 | 0.00% | ||
| 110 | GLENMEDE TRUST CO NA | 300 | 1,000 | 0.00% | ||
| 111 | Advisory Services Network, LLC | 110 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.