| 1 |
PATHSTONE FAMILY OFFICE, LLC |
7 |
0 |
0.00% |
|
|
| 2 |
CREDIT AGRICOLE S A |
0 |
0 |
0.00% |
Call |
|
| 3 |
Mitsubishi UFJ Securities Holdings Co., Ltd. |
10 |
1,000 |
0.00% |
|
|
| 4 |
BANCO ITAU HOLDING FINANCEIRA S A |
20 |
1,000 |
0.00% |
|
|
| 5 |
Transamerica Financial Advisors, LLC |
15 |
1,000 |
0.00% |
|
|
| 6 |
M&T BANK CORP |
7 |
2,000 |
0.00% |
Call |
|
| 7 |
CUTLER GROUP LLC / CA |
2,100 |
2,000 |
0.00% |
Put |
|
| 8 |
Credential Securities Inc. |
54 |
3,152 |
0.00% |
|
|
| 9 |
IHT WEALTH MANAGEMENT, LLC |
1,048 |
5,000 |
0.00% |
|
|
| 10 |
WESPAC ADVISORS SOCAL, LLC |
100 |
5,000 |
0.00% |
|
|
| 11 |
CUTLER GROUP LLC / CA |
9,700 |
5,000 |
0.00% |
Call |
|
| 12 |
Glassman Wealth Services |
103 |
6,000 |
0.00% |
|
|
| 13 |
Capital Advisors, Ltd. LLC |
100 |
6,000 |
0.00% |
|
|
| 14 |
OMNIA FAMILY WEALTH, LLC |
95 |
6,000 |
0.00% |
|
|
| 15 |
WEST PACES ADVISORS INC. |
107 |
6,379 |
0.00% |
|
|
| 16 |
HighTower Advisors, LLC |
9,000 |
8,000 |
0.00% |
Call |
|
| 17 |
HARFST & ASSOCIATES, INC. |
150 |
8,000 |
0.00% |
|
|
| 18 |
SPIDERROCK ADVISORS, LLC |
30,100 |
10,000 |
0.00% |
Call |
PRN |
| 19 |
GLEN EAGLE ADVISORS, LLC |
200 |
11,924 |
0.00% |
|
|
| 20 |
Horrell Capital Management, Inc. |
200 |
12,000 |
0.00% |
|
|
| 21 |
ADVANTAGE INVESTMENT MANAGEMENT, LLC |
200 |
12,000 |
0.00% |
|
|
| 22 |
Focused Wealth Management, Inc |
203 |
12,000 |
0.00% |
|
|
| 23 |
COCONUT GROVE BANK |
215 |
13,000 |
0.00% |
|
|
| 24 |
MPS LORIA FINANCIAL PLANNERS, LLC |
230 |
14,000 |
0.00% |
|
|
| 25 |
THOMPSON DAVIS & CO., INC. |
238 |
14,000 |
0.00% |
|
|
| 26 |
AlphaMark Advisors, LLC |
250 |
15,000 |
0.00% |
|
SH |
| 27 |
NINE MASTS CAPITAL Ltd |
101 |
15,000 |
0.00% |
Put |
|
| 28 |
Vantage Investment Advisors, LLC |
273 |
16,000 |
0.00% |
|
|
| 29 |
Hartford Financial Management Inc. |
300 |
17,000 |
0.00% |
|
|
| 30 |
Independent Portfolio Consultants, Inc. |
310 |
18,000 |
0.00% |
|
|
| 31 |
Point72 Hong Kong Ltd |
310 |
18,000 |
0.00% |
|
|
| 32 |
Tradewinds Capital Management, LLC |
318 |
19,000 |
0.00% |
|
|
| 33 |
PROFICIO CAPITAL PARTNERS LLC |
306 |
19,000 |
0.00% |
|
|
| 34 |
DAVIDSON INVESTMENT ADVISORS |
350 |
20,000 |
0.00% |
|
|
| 35 |
Lenox Wealth Management, Inc. |
337 |
20,000 |
0.00% |
|
|
| 36 |
MassMutual Private Wealth & Trust, FSB |
363 |
21,642 |
0.00% |
|
|
| 37 |
CWM, LLC |
395 |
24,000 |
0.00% |
|
|
| 38 |
D. SCOTT NEAL, INC. |
400 |
24,000 |
0.00% |
|
|
| 39 |
INVICTUS RG |
417 |
25,000 |
0.00% |
|
|
| 40 |
Nelson Capital Management, LLC |
435 |
26,000 |
0.00% |
|
|
| 41 |
Redwood Investments, LLC |
444 |
26,000 |
0.00% |
|
SH |
| 42 |
SHARKEY, HOWES & JAVER |
450 |
27,000 |
0.00% |
|
|
| 43 |
BDO WEALTH ADVISORS, LLC |
462 |
28,000 |
0.00% |
|
|
| 44 |
CEDAR WEALTH MANAGEMENT, LLC |
470 |
28,000 |
0.00% |
|
|
| 45 |
SAGE FINANCIAL GROUP INC |
484 |
29,000 |
0.00% |
|
|
| 46 |
MASSEY QUICK SIMON & CO., LLC |
500 |
30,000 |
0.00% |
|
|
| 47 |
PACIFIC CENTER FOR FINANCIAL SERVICES |
500 |
30,000 |
0.00% |
|
|
| 48 |
WESTSIDE INVESTMENT MANAGEMENT, INC. |
514 |
30,706 |
0.00% |
|
|
| 49 |
Smith Affiliated Capital Corp. |
550 |
32,791 |
0.00% |
|
PRN |
| 50 |
Raymond James Financial Services Advisors, Inc. |
24,300 |
34,000 |
0.00% |
Call |
|
