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POWERSHARES QQQ TRUST
POWERSHARES QQQ TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 922 Institutional holders with a total value of $39,493,595,442.
#
Manager Name
Shares
Value ($)
%
Options
Notes
151 LEVEL FOUR ADVISORY SERVICES, LLC 158,669 18,799,000 0.05%
152 Cetera Advisors LLC 158,380 18,781,000 0.05%
153 VANTAGE FINANCIAL PARTNERS LTD., INC. 158,331 18,761,000 0.05%
154 PEAK6 Group LLC 156,600 18,554,000 0.05% Put
155 HighTower Advisors, LLC 156,601 18,549,000 0.05%
156 M&T BANK CORP 153,202 18,151,000 0.05%
157 LPL Financial LLC 149,197 17,832,000 0.05%
158 MAI Capital Management 148,641 17,611,000 0.04%
159 First Allied Advisory Services, Inc. 144,809 17,157,000 0.04%
160 D. E. Shaw & Co., Inc. 142,400 16,872,000 0.04% Call
161 UNITED CAPITAL FINANCIAL ADVISORS, LLC 140,297 16,622,000 0.04%
162 WEXFORD CAPITAL LP 136,988 16,230,000 0.04%
163 FUSION FAMILY WEALTH, LLC 126,971 15,584,000 0.04% SH
164 PACIFIC CENTER FOR FINANCIAL SERVICES 130,989 15,520,000 0.04%
165 COMPREHENSIVE PORTFOLIO MANAGEMENT, LLC 128,655 15,243,000 0.04%
166 PARKER INVESTMENT MANAGEMENT, LLC 128,304 15,201,000 0.04%
167 MURPHY CAPITAL MANAGEMENT INC 127,907 15,154,000 0.04%
168 AFFINITY WEALTH MANAGEMENT LLC 126,024 14,931,000 0.04%
169 Noven Financial Group, Inc. 125,566 14,877,000 0.04%
170 BLACKROCK ADVISORS LLC 125,000 14,810,000 0.04% Put
171 Lowe Wealth Advisors, LLC 124,769 14,783,000 0.04%
172 Forward Management, LLC 121,180 14,239,000 0.04%
173 FMR LLC 119,821 14,196,000 0.04%
174 Caprock Group, LLC 119,426 14,150,000 0.04%
175 Composition Wealth, LLC 117,433 13,913,000 0.04%
176 COMMERCE BANK 113,587 13,458,000 0.03%
177 PINNACLE FAMILY ADVISORS, LLC 112,874 13,373,000 0.03%
178 New England Investment & Retirement Group, Inc. 112,479 13,327,000 0.03%
179 SIMPLEX TRADING, LLC 112,451 13,323,000 0.03%
180 SOL Capital Management CO 112,227 13,297,000 0.03%
181 NATIONAL PLANNING CORP 106,099 13,296,000 0.03%
182 D. E. Shaw & Co., Inc. 111,700 13,234,000 0.03% Put
183 PEAK6 Group LLC 109,700 12,997,000 0.03% Call
184 King Wealth Management Group 109,472 12,970,000 0.03%
185 Timber Hill LLC 108,971 12,911,000 0.03%
186 Estate Counselors, LLC 107,390 12,724,000 0.03%
187 Wilmington Savings Fund Society, FSB 104,638 12,397,000 0.03%
188 CALDWELL & ORKIN INC 104,500 12,381,000 0.03% Put
189 HSBC HOLDINGS PLC 100,571 11,916,000 0.03%
190 Ionic Capital Management LLC 100,000 11,848,000 0.03% Call
191 MILLENNIUM MANAGEMENT LLC 100,000 11,848,000 0.03% Put
192 CASTLEARK MANAGEMENT LLC 100,000 11,848,000 0.03%
193 SYMMETRY PEAK MANAGEMENT LLC 100,000 11,848,000 0.03% Put
194 WHITTIER TRUST CO OF NEVADA INC 95,205 11,279,000 0.03%
195 PARAGON WEALTH STRATEGIES, LLC 94,682 11,218,000 0.03%
196 CWH Capital Management, Inc. 94,658 11,215,000 0.03%
197 BAIRD FINANCIAL GROUP, INC. 93,734 11,106,000 0.03%
198 CONTINENTAL ADVISORS LLC 93,200 11,042,000 0.03% Put
199 Compagnie Lombard Odier SCmA 92,729 10,986,000 0.03%
200 PIERSHALE FINANCIAL GROUP, INC. 92,614 10,973,000 0.03%
Page 4 of 19

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.