| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% | ||
| 2 | CUTLER GROUP LLC / CA | 3,500 | 1,000 | 0.01% | Call | |
| 3 | Parkside Financial Bank & Trust | 300 | 7,000 | 0.05% | ||
| 4 | WESTPORT RESOURCES MANAGEMENT INC | 400 | 9,000 | 0.07% | ||
| 5 | Apriem Advisors | 400 | 9,000 | 0.07% | ||
| 6 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 460 | 10,000 | 0.08% | ||
| 7 | D'Orazio & Associates, Inc. | 823 | 18,000 | 0.14% | ||
| 8 | TCI Wealth Advisors, Inc. | 824 | 18,000 | 0.14% | ||
| 9 | WELLS FARGO & COMPANY/MN | 1,016 | 23,000 | 0.18% | ||
| 10 | BARCLAYS PLC | 1,300 | 29,000 | 0.23% | Call | |
| 11 | CUTLER GROUP LLC / CA | 2,200 | 49,000 | 0.38% | ||
| 12 | BARCLAYS PLC | 3,100 | 68,000 | 0.53% | Put | |
| 13 | BANK OF AMERICA CORP /DE/ | 3,271 | 73,000 | 0.57% | ||
| 14 | LAZARD ASSET MANAGEMENT LLC | 3,760 | 83,000 | 0.65% | ||
| 15 | UBS Group AG | 4,337 | 97,000 | 0.76% | ||
| 16 | BARCLAYS PLC | 7,552 | 166,000 | 1.30% | ||
| 17 | WMS Partners, LLC | 10,700 | 239,000 | 1.87% | ||
| 18 | SIMPLEX TRADING, LLC | 10,796 | 240,000 | 1.87% | ||
| 19 | ROYAL BANK OF CANADA | 14,394 | 321,000 | 2.51% | ||
| 20 | U S GLOBAL INVESTORS INC | 16,000 | 357,000 | 2.79% | ||
| 21 | MORGAN STANLEY | 71,289 | 1,591,000 | 12.43% | ||
| 22 | ASSETMARK, INC | 420,897 | 9,394,000 | 73.38% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
