| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% | ||
| 2 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% | ||
| 3 | RISK PARADIGM GROUP, LLC | 1,026 | 111,936 | 1.69% | ||
| 4 | UBS Group AG | 2,248 | 245,000 | 3.69% | ||
| 5 | HighTower Advisors, LLC | 2,900 | 316,000 | 4.76% | ||
| 6 | ADVISOR GROUP, INC. | 3,076 | 336,000 | 5.06% | ||
| 7 | GOLDMAN SACHS GROUP INC | 3,434 | 375,000 | 5.65% | ||
| 8 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 4,995 | 545,000 | 8.21% | ||
| 9 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 6,643 | 725,000 | 10.92% | ||
| 10 | ENVESTNET ASSET MANAGEMENT INC | 8,310 | 907,000 | 13.67% | ||
| 11 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 11,449 | 1,249,000 | 18.82% | ||
| 12 | JANE STREET GROUP, LLC | 16,744 | 1,827,000 | 27.53% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
