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PROSPECT CAPITAL CORPORATION
PROSPECT CAPITAL CORPORATION. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 229 Institutional holders with a total value of $491,017,824.
#
Manager Name
Shares
Value ($)
%
Options
Notes
201 BESSEMER GROUP INC 2,268 18,000 0.00%
202 SEI INVESTMENTS CO 2,109 17,000 0.00%
203 BNP PARIBAS FINANCIAL MARKETS 1,598 12,976 0.00%
204 SARGENT BICKHAM LAGUDIS LLC 1,500 12,000 0.00%
205 Chicago Partners Investment Group LLC 1,500 12,000 0.00%
206 IHT WEALTH MANAGEMENT, LLC 462 11,000 0.00%
207 SPOT TRADING LLC /BD 1,300 11,000 0.00% Put
208 Live Your Vision, LLC 1,310 11,000 0.00%
209 MARKSTON INTERNATIONAL LLC 1,200 10,000 0.00%
210 NewSquare Capital LLC 1,204 10,000 0.00%
211 Baystate Wealth Management LLC 1,142 9,000 0.00%
212 Tradewinds Capital Management, LLC 1,014 8,000 0.00%
213 Vantage Investment Advisors, LLC 1,000 8,000 0.00%
214 Edge Wealth Management LLC 1,000 8,000 0.00%
215 GLENMEDE TRUST CO NA 976 8,000 0.00%
216 BANK OF AMERICA CORP /DE/ 1,000 8,000 0.00% Put
217 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 1,000 8,000 0.00%
218 First Horizon Advisors, Inc. 1,000 8,000 0.00%
219 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 900 7,000 0.00%
220 Allworth Financial LP 800 6,000 0.00%
221 Winch Advisory Services, LLC 511 4,000 0.00%
222 ROYAL FUND MANAGEMENT, LLC 524 4,000 0.00%
223 TRUST CO OF VERMONT 500 4,000 0.00%
224 CUTLER GROUP LLC / CA 17,700 2,000 0.00% Call
225 NORWAY SAVINGS BANK 100 1,000 0.00%
226 HAP Trading, LLC 12,000 1,000 0.00% Call
227 Creative Planning 1,000 0 0.00% Call
228 GIERL AUGUSTINE INVESTMENT MANAGEMENT INC 53 0 0.00%
229 BB&T INVESTMENT SERVICES, INC. 1 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.