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ALPHA ARCHITECT ETF TR
ALPHA ARCHITECT ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 12 Institutional holders with a total value of $6,225,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Tower Research Capital LLC (TRC) 100 2,000 0.03%
2 AMERICAN INTERNATIONAL GROUP, INC. 1,536 34,000 0.55%
3 ENVESTNET ASSET MANAGEMENT INC 6,124 136,000 2.18%
4 IFP ADVISORS, INC 6,444 143,000 2.30%
5 MSI Financial Services Inc 10,472 232,000 3.73%
6 LPL Financial LLC 11,650 258,000 4.14%
7 BROWN ADVISORY INC 20,522 456,000 7.33%
8 ROYAL BANK OF CANADA 34,064 756,000 12.14%
9 Virtu KCG Holdings LLC 35,039 778,000 12.50%
10 WFG Advisors, LP 42,060 934,000 15.00%
11 JANE STREET GROUP, LLC 51,721 1,148,000 18.44%
12 CITADEL ADVISORS LLC 60,552 1,348,000 21.65%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.