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ALPHA ARCHITECT ETF TR
ALPHA ARCHITECT ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 14 Institutional holders with a total value of $87,424,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ADVISOR GROUP, INC. 1,035 26,000 0.03%
2 MSI Financial Services Inc 2,096 52,000 0.06%
3 UBS Group AG 2,850 71,000 0.08%
4 IFP ADVISORS, INC 5,420 134,000 0.15%
5 ENVESTNET ASSET MANAGEMENT INC 6,124 153,000 0.18%
6 JANE STREET GROUP, LLC 9,209 228,000 0.26%
7 ROYAL BANK OF CANADA 20,500 507,000 0.58%
8 BROWN ADVISORY INC 25,934 643,000 0.74%
9 CITADEL ADVISORS LLC 26,284 651,000 0.74%
10 Virtu KCG Holdings LLC 28,986 717,000 0.82%
11 WFG Advisors, LP 64,534 1,597,000 1.83%
12 LINCOLN NATIONAL CORP 81,627 2,020,000 2.31%
13 EMPIRICAL FINANCE, LLC 953,832 23,608,000 27.00%
14 EMPOWERED FUNDS, LLC 2,300,000 57,017,000 65.22%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.