| 1 |
Bulldog Investors, LLP |
1,482,158 |
13,028,000 |
37.55% |
|
|
| 2 |
Advisors Asset Management, Inc. |
570,560 |
5,015,000 |
14.45% |
|
|
| 3 |
SIT INVESTMENT ASSOCIATES INC |
360,780 |
3,171,000 |
9.14% |
|
|
| 4 |
Saba Capital Management, L.P. |
324,901 |
2,856,000 |
8.23% |
|
|
| 5 |
Grantham, Mayo, Van Otterloo & Co. LLC |
286,658 |
2,520,000 |
7.26% |
|
|
| 6 |
GUGGENHEIM CAPITAL LLC |
286,081 |
2,515,000 |
7.25% |
|
|
| 7 |
W.G. Shaheen & Associates DBA Whitney & Co |
125,367 |
1,102,000 |
3.18% |
|
|
| 8 |
WELLS FARGO & COMPANY/MN |
102,178 |
898,000 |
2.59% |
|
|
| 9 |
MORGAN STANLEY |
64,625 |
568,000 |
1.64% |
|
|
| 10 |
Invesco Ltd. |
58,379 |
513,000 |
1.48% |
|
|
| 11 |
Raymond James Financial Services Advisors, Inc. |
33,031 |
290,000 |
0.84% |
|
|
| 12 |
Shaker Financial Services, LLC |
31,206 |
274,000 |
0.79% |
|
|
| 13 |
Curi Capital, LLC |
31,004 |
273,000 |
0.79% |
|
|
| 14 |
AMERIPRISE FINANCIAL INC |
30,978 |
272,000 |
0.78% |
|
|
| 15 |
Gilman Hill Asset Management, LLC |
27,500 |
242,000 |
0.70% |
|
|
| 16 |
BANK OF AMERICA CORP /DE/ |
20,728 |
182,000 |
0.52% |
|
|
| 17 |
ProVise Management Group, LLC |
16,708 |
147,000 |
0.42% |
|
|
| 18 |
UBS Group AG |
16,392 |
145,000 |
0.42% |
|
|
| 19 |
MERIDIAN INVESTMENT COUNSEL INC. |
14,050 |
123,000 |
0.35% |
|
|
| 20 |
PNC FINANCIAL SERVICES GROUP, INC. |
13,500 |
119,000 |
0.34% |
|
|
| 21 |
Clear Harbor Asset Management, LLC |
11,438 |
101,000 |
0.29% |
|
|
| 22 |
Commonwealth Equity Services, Inc |
11,463 |
101,000 |
0.29% |
|
|
| 23 |
Private Advisor Group, LLC |
11,000 |
97,000 |
0.28% |
|
|
| 24 |
CITIGROUP INC |
2,834 |
25,000 |
0.07% |
|
|
| 25 |
Thomas J. Herzfeld Advisors, Inc. |
2,356 |
21,000 |
0.06% |
|
|
| 26 |
BELL ROCK CAPITAL LLC |
2,225 |
20,000 |
0.06% |
|
|
| 27 |
Bartlett & Co. LLC |
1,939 |
17,000 |
0.05% |
|
|
| 28 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
1,670 |
15,000 |
0.04% |
|
|
| 29 |
PARALLEL ADVISORS, LLC |
1,500 |
13,000 |
0.04% |
|
|
| 30 |
FIFTH THIRD BANCORP |
1,006 |
9,000 |
0.03% |
|
|
| 31 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
917 |
8,000 |
0.02% |
|
|
| 32 |
US BANCORP \DE\ |
700 |
6,000 |
0.02% |
|
|
| 33 |
ROYAL BANK OF CANADA |
400 |
4,000 |
0.01% |
|
|
| 34 |
Tower Research Capital LLC (TRC) |
207 |
2,000 |
0.01% |
|
|
| 35 |
IFP ADVISORS, INC |
254 |
2,000 |
0.01% |
|
|
| 36 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
158 |
1,000 |
0.00% |
|
|
| 37 |
ADVISOR GROUP, INC. |
64 |
1,000 |
0.00% |
|
|
| 38 |
WOLVERINE ASSET MANAGEMENT LLC |
20 |
0 |
0.00% |
|
|
