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RETAIL OPPORTUNITY INVESTMEN
RETAIL OPPORTUNITY INVESTMEN. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 170 Institutional holders with a total value of $1,333,791,693.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Cordasco Financial Network 20 0 0.00%
2 US BANCORP \DE\ 96 2,000 0.00%
3 Tradewinds Capital Management, LLC 215 3,000 0.00%
4 SIMPLEX TRADING, LLC 200 3,000 0.00%
5 FIFTH THIRD BANCORP 335 5,000 0.00%
6 TRUST DEPARTMENT MB FINANCIAL BANK N A 500 8,000 0.00%
7 ARROW FINANCIAL CORP 700 11,000 0.00%
8 Walleye Trading LLC 800 12,000 0.00% Put
9 PALLADIEM, LLC 825 13,000 0.00%
10 Baltimore-Washington Financial Advisors, Inc. 1,000 15,000 0.00%
11 First Horizon Advisors, Inc. 1,180 18,000 0.00%
12 Carroll Financial Associates, Inc. 1,350 21,000 0.00%
13 Zurcher Kantonalbank (Zurich Cantonalbank) 1,383 22,000 0.00%
14 PANAGORA ASSET MANAGEMENT INC 1,500 23,000 0.00%
15 MSI Financial Services Inc 2,420 38,000 0.00%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,499 39,000 0.00%
17 LS Investment Advisors, LLC 2,998 47,000 0.00%
18 Daiwa Securities Group Inc. 3,100 48,000 0.00%
19 TEACHER RETIREMENT SYSTEM OF TEXAS 3,607 56,000 0.00%
20 THOMPSON SIEGEL & WALMSLEY LLC 4,000 62,000 0.00%
21 BlackRock Japan Co. Ltd 4,148 65,000 0.00%
22 OFI Advisors LLC 5,948 93,000 0.01%
23 CITIGROUP INC 6,154 96,000 0.01%
24 Shinko Asset Management Co., Ltd. 6,900 108,000 0.01%
25 Hexavest Inc. 7,100 111,000 0.01%
26 PNC FINANCIAL SERVICES GROUP, INC. 7,333 115,000 0.01%
27 State of Alaska, Department of Revenue 7,560 118,000 0.01%
28 Hillsdale Investment Management Inc. 7,800 122,000 0.01%
29 CANADA LIFE ASSURANCE Co 9,013 140,000 0.01%
30 MACQUARIE GROUP LTD 9,300 145,000 0.01%
31 VICTORY CAPITAL MANAGEMENT INC 9,787 154,000 0.01%
32 SG Americas Securities, LLC 10,682 167,000 0.01%
33 Creative Planning 10,748 168,000 0.01%
34 PineBridge Investments, L.P. 10,823 169,000 0.01%
35 EATON VANCE MANAGEMENT 11,589 181,000 0.01%
36 Quantbot Technologies LP 11,828 184,000 0.01%
37 Mitsubishi UFJ Asset Management Co., Ltd. 11,950 187,000 0.01%
38 HSBC HOLDINGS PLC 12,008 187,000 0.01%
39 KBC Group NV 12,481 195,000 0.01%
40 Kemper Corp Master Retirement Trust 12,750 199,000 0.01%
41 MASON STREET ADVISORS, LLC 12,980 203,000 0.02%
42 ProShare Advisors LLC 13,562 212,000 0.02%
43 M&T BANK CORP 15,712 246,000 0.02%
44 Cetera Advisor Networks LLC 13,653 247,000 0.02%
45 PENSIONFUND SABIC 16,000 250,000 0.02%
46 FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 16,400 256,000 0.02%
47 A.R.T. Advisors, LLC 16,960 264,000 0.02%
48 CREDIT AGRICOLE S A 17,100 267,000 0.02%
49 Aston Asset Management, LLC 17,429 272,000 0.02%
50 CITADEL ADVISORS LLC 17,586 275,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.