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RETAIL OPPORTUNITY INVTS COR
RETAIL OPPORTUNITY INVTS COR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 190 Institutional holders with a total value of $1,636,301,759.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Cordasco Financial Network 20 0 0.00%
2 BENJAMIN F. EDWARDS & COMPANY, INC. 5 0 0.00%
3 QS Investors, LLC 16 1,000 0.00%
4 SIMPLEX TRADING, LLC 80 1,000 0.00%
5 CUTLER GROUP LLC / CA 173 3,000 0.00%
6 Tradewinds Capital Management, LLC 215 4,000 0.00%
7 GLENMEDE TRUST CO NA 320 5,000 0.00%
8 QUADRANT CAPITAL GROUP LLC 332 5,000 0.00%
9 IFP ADVISORS, INC 343 6,000 0.00%
10 Kingfisher Capital LLC 424 8,000 0.00%
11 PENSERRA CAPITAL MANAGEMENT LLC 691 12,000 0.00%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 661 12,000 0.00%
13 US BANCORP \DE\ 767 13,000 0.00%
14 ARROW FINANCIAL CORP 700 13,000 0.00%
15 First Horizon Advisors, Inc. 1,135 20,000 0.00%
16 Advisors Preferred, LLC 1,150 21,000 0.00%
17 FIFTH THIRD BANCORP 1,278 23,000 0.00%
18 Carroll Financial Associates, Inc. 1,350 24,000 0.00%
19 PANAGORA ASSET MANAGEMENT INC 1,500 27,000 0.00%
20 Tower Research Capital LLC (TRC) 1,883 34,000 0.00%
21 TCI Wealth Advisors, Inc. 2,201 39,000 0.00% PRN
22 GROUP ONE TRADING LLC 2,289 41,000 0.00%
23 MSI Financial Services Inc 2,746 49,000 0.00%
24 BANK OF MONTREAL /CAN/ 3,022 54,000 0.00%
25 LS Investment Advisors, LLC 3,253 58,000 0.00%
26 Daiwa Securities Group Inc. 3,300 59,000 0.00%
27 THOMPSON SIEGEL & WALMSLEY LLC 4,000 72,000 0.00%
28 LBA Wealth Management, LLC 5,000 90,000 0.01%
29 BlackRock Japan Co. Ltd 5,184 93,000 0.01%
30 Creative Planning 5,393 97,000 0.01%
31 ENVESTNET ASSET MANAGEMENT INC 5,419 97,000 0.01%
32 Shinko Asset Management Co., Ltd. 5,700 102,000 0.01%
33 State of Alaska, Department of Revenue 6,640 118,000 0.01%
34 Hexavest Inc. 7,100 127,000 0.01%
35 CANADA LIFE ASSURANCE Co 9,013 161,000 0.01%
36 Quantbot Technologies LP 9,118 163,000 0.01%
37 BNP PARIBAS FINANCIAL MARKETS 9,449 169,137 0.01%
38 M&T BANK CORP 10,696 192,000 0.01%
39 EATON VANCE MANAGEMENT 11,591 207,000 0.01%
40 Kemper Corp Master Retirement Trust 11,850 212,000 0.01%
41 JANUS HENDERSON GROUP PLC 12,381 222,000 0.01%
42 HSBC HOLDINGS PLC 12,424 223,000 0.01%
43 VICTORY CAPITAL MANAGEMENT INC 12,578 225,000 0.01%
44 Mitsubishi UFJ Asset Management Co., Ltd. 13,000 233,000 0.01%
45 PineBridge Investments, L.P. 13,353 239,000 0.01%
46 OppenheimerFunds, Inc. 13,400 240,000 0.01%
47 Aston Asset Management, LLC 13,854 248,000 0.02%
48 MASON STREET ADVISORS, LLC 16,034 287,000 0.02%
49 Quotient Investors, LLC 16,100 288,000 0.02%
50 SUSQUEHANNA INTERNATIONAL GROUP, LLP 16,844 302,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.