Dark
Light
System
Security
RIO TINTO PLC
RIO TINTO PLC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 346 Institutional holders with a total value of $6,163,074,115.
#
Manager Name
Shares
Value ($)
%
Options
Notes
201 Mariner Wealth Advisors-Cincinnati, LLC 9,810 548,000 0.01%
202 GEODE CAPITAL MANAGEMENT, LLC 9,487 529,000 0.01%
203 DEROY & DEVEREAUX PRIVATE INVESTMENT COUNSEL INC 9,400 525,000 0.01%
204 BOWEN HANES & CO INC 9,100 508,000 0.01%
205 Cambridge Investment Research Advisors, Inc. 8,581 479,000 0.01%
206 Johnson Financial Group, Inc. 8,551 477,000 0.01%
207 D.A. DAVIDSON & CO. 8,564 476,000 0.01%
208 Clark Capital Management Group, Inc. 8,414 470,000 0.01%
209 IMPAX ASSET MANAGEMENT LLC 8,400 469,000 0.01%
210 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 8,364 467,000 0.01%
211 MUFG Americas Holdings Corp 8,325 464,000 0.01%
212 OPPENHEIMER & CO INC 8,219 459,000 0.01%
213 CANADA LIFE ASSURANCE Co 8,187 456,000 0.01%
214 NATIXIS 8,146 454,000 0.01%
215 Mirae Asset Global Investments Co., Ltd. 8,100 452,000 0.01%
216 SALEM INVESTMENT COUNSELORS INC 8,050 449,000 0.01%
217 NAVELLIER & ASSOCIATES INC 7,996 446,000 0.01%
218 CITY NATIONAL BANK 7,865 439,000 0.01%
219 Azimuth Capital Management LLC 7,845 438,000 0.01%
220 CAPITAL FUND MANAGEMENT S.A. 7,800 435,000 0.01% Put
221 COMMERCE BANK 7,663 428,000 0.01%
222 SATURNA CAPITAL CORP 7,628 426,000 0.01%
223 J.P. Morgan Private Wealth Advisors LLC 7,495 418,000 0.01%
224 RAYMOND JAMES TRUST N.A. 7,408 414,000 0.01%
225 KLINGENSTEIN FIELDS & CO LP 7,100 396,000 0.01%
226 COMMUNITY FINANCIAL SYSTEM, INC. 7,100 396,000 0.01%
227 INTEGRAL DERIVATIVES, LLC 6,903 385,000 0.01%
228 AZZAD ASSET MANAGEMENT INC /ADV 6,855 382,710 0.01%
229 Veritable, L.P. 6,801 380,000 0.01%
230 HOWARD CAPITAL MANAGEMENT 6,794 379,000 0.01%
231 Pinnacle Summer Investments, Inc. 6,879 373,000 0.01%
232 Quality Growth Management, Inc. 6,520 368,000 0.01%
233 FineMark National Bank & Trust 6,538 365,000 0.01%
234 AMERICAN INTERNATIONAL GROUP, INC. 6,483 361,947 0.01%
235 Wilmington Trust, National Association 6,177 345,000 0.01%
236 BAR HARBOR WEALTH MANAGEMENT 6,048 338,000 0.01%
237 First Allied Advisory Services, Inc. 5,978 334,000 0.01%
238 Saiers Capital, LLC 190,000 328,000 0.01% Call
239 Point View Wealth Management, Inc. 5,836 326,000 0.01%
240 NWAM LLC 5,783 323,000 0.01%
241 Virtu KCG Holdings LLC 5,793 323,000 0.01%
242 Checchi Capital Advisers, LLC 5,484 306,000 0.00%
243 EVERETT HARRIS & CO /CA/ 5,406 302,000 0.00%
244 Convergence Investment Partners, LLC 5,332 298,000 0.00%
245 FDx Advisors, Inc. 5,327 297,000 0.00%
246 FULTON BANK, N.A. 5,223 292,000 0.00%
247 Janney Montgomery Scott LLC 5,225 291,729 0.00%
248 TORONTO DOMINION BANK 4,900 284,000 0.00%
249 ADVISOR PARTNERS LLC 5,083 284,000 0.00%
250 SII INVESTMENTS INC/WI 5,168 283,000 0.00%
Page 5 of 7

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.