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RIO TINTO PLC
RIO TINTO PLC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 292 Institutional holders with a total value of $3,075,424,018.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 HAP Trading, LLC 15,500 0 0.00% Call
2 LAZARD ASSET MANAGEMENT LLC 19 0 0.00%
3 MAPLELANE CAPITAL, LLC 1 0 0.00%
4 Advisory Services Network, LLC 36 1,000 0.00%
5 TRUST DEPARTMENT MB FINANCIAL BANK N A 38 1,000 0.00%
6 US FINANCIAL ADVISORS, LLC 34 1,000 0.00%
7 Lenox Wealth Advisors, LLC 72 2,000 0.00%
8 Parkside Financial Bank & Trust 82 2,000 0.00%
9 PHYSICIANS FINANCIAL SERVICES, INC. 60 2,000 0.00%
10 Kistler-Tiffany Companies, LLC 60 2,000 0.00%
11 COLONY GROUP LLC 75 2,000 0.00%
12 ENTERPRISE FINANCIAL SERVICES CORP 92 3,000 0.00%
13 CUTLER GROUP LLC / CA 39,000 3,000 0.00% Call
14 DUBUQUE BANK & TRUST CO 117 3,000 0.00%
15 THOMPSON SIEGEL & WALMSLEY LLC 100 3,000 0.00%
16 WFG Advisors, LP 86 3,000 0.00%
17 UBS Group AG 100 3,000 0.00% Call
18 Chicago Partners Investment Group LLC 220 6,000 0.00%
19 Hudock, Inc. 240 6,000 0.00%
20 Burt Wealth Advisors 209 6,000 0.00%
21 Johnson Financial Group, Inc. 255 7,000 0.00%
22 MYCIO WEALTH PARTNERS, LLC 247 7,000 0.00%
23 PROFICIO CAPITAL PARTNERS LLC 256 7,000 0.00%
24 Whitnell & Co. 281 8,000 0.00%
25 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 300 9,000 0.00%
26 AlphaMark Advisors, LLC 300 9,000 0.00%
27 REILLY FINANCIAL ADVISORS, LLC 322 9,000 0.00%
28 WHITTIER TRUST CO 393 11,000 0.00%
29 Vantage Investment Advisors, LLC 424 12,000 0.00%
30 GUPTA WEALTH MANAGEMENT LLC 400 12,000 0.00%
31 ALLEGIS INVESTMENT ADVISORS, LLC 445 13,000 0.00%
32 KANALY TRUST CO 490 14,000 0.00%
33 Compagnie Lombard Odier SCmA 500 15,000 0.00%
34 Brick & Kyle, Associates 500 15,000 0.00%
35 PRENTISS SMITH & CO INC 600 17,000 0.00%
36 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 600 17,000 0.00%
37 NEXT Financial Group, Inc 610 17,000 0.00%
38 Tower Research Capital LLC (TRC) 587 17,000 0.00%
39 THOMPSON DAVIS & CO., INC. 605 18,000 0.00%
40 EXANE DERIVATIVES 52 18,530 0.00% Call
41 IFP ADVISORS, INC 640 19,000 0.00%
42 LS Investment Advisors, LLC 690 20,000 0.00%
43 ZIONS BANCORPORATION 799 21,000 0.00% SH
44 TORONTO DOMINION BANK 800 23,000 0.00%
45 MOTCO 808 24,000 0.00%
46 SIGNATUREFD, LLC 838 24,000 0.00%
47 WASHINGTON TRUST BANK 840 24,000 0.00%
48 Global X Management CO LLC 867 25,000 0.00%
49 Tradewinds Capital Management, LLC 857 25,000 0.00%
50 Catalyst Capital Advisors LLC 900 26,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.