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RIO TINTO PLC
RIO TINTO PLC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 292 Institutional holders with a total value of $3,075,424,018.
#
Manager Name
Shares
Value ($)
%
Options
Notes
251 BNP PARIBAS FINANCIAL MARKETS 445,951 12,986,093 0.42%
252 PEAK6 Group LLC 465,100 13,544,000 0.44% Call
253 BLACKROCK ADVISORS LLC 483,123 14,069,000 0.46%
254 WADDELL & REED FINANCIAL INC 567,200 16,517,000 0.54%
255 MACKENZIE FINANCIAL CORP 579,000 16,860,000 0.55%
256 Invesco Ltd. 595,426 17,339,000 0.56%
257 PACIFIC HEIGHTS ASSET MANAGEMENT LLC 600,000 17,472,000 0.57%
258 BARCLAYS PLC 604,400 17,528,000 0.57% Call
259 Parallax Volatility Advisers, L.P. 628,900 18,312,000 0.60% Put
260 SUSQUEHANNA INTERNATIONAL GROUP, LLP 679,600 19,790,000 0.64% Put
261 UBS Group AG 716,843 20,874,000 0.68%
262 DEUTSCHE BANK AG\ 758,902 22,097,000 0.72%
263 PEAK6 Group LLC 766,200 22,312,000 0.73% Put
264 NORTHERN TRUST CORP 808,470 23,542,000 0.77%
265 UNITED SERVICES AUTOMOBILE ASSOCIATION 819,163 23,854,000 0.78%
266 Capital Research Global Investors 830,000 24,170,000 0.79%
267 SUSQUEHANNA INTERNATIONAL GROUP, LLP 911,200 26,534,000 0.86% Call
268 Sumitomo Mitsui Trust Group, Inc. 929,964 27,053,000 0.88%
269 Amova Asset Management Americas, Inc. 929,964 27,053,000 0.88%
270 PARAMETRIC PORTFOLIO ASSOCIATES LLC 989,175 28,805,000 0.94%
271 MORGAN STANLEY 1,156,480 33,677,000 1.10%
272 WELLS FARGO & COMPANY/MN 1,170,556 34,087,000 1.11%
273 LORD, ABBETT & CO. LLC 1,190,756 34,675,000 1.13%
274 Capital International Investors 1,216,800 35,433,000 1.15%
275 BARCLAYS PLC 1,272,200 36,893,000 1.20% Put
276 BARROW HANLEY MEWHINNEY & STRAUSS LLC 1,267,701 36,916,000 1.20%
277 JENNISON ASSOCIATES LLC 1,297,016 37,769,000 1.23%
278 MILLENNIUM MANAGEMENT LLC 1,354,626 39,447,000 1.28%
279 JPMORGAN CHASE & CO 1,358,409 39,557,000 1.29%
280 SNOW CAPITAL MANAGEMENT LP 1,361,244 39,639,000 1.29%
281 JANE STREET GROUP, LLC 1,391,437 40,519,000 1.32%
282 BARCLAYS PLC 1,431,276 41,507,000 1.35%
283 DIMENSIONAL FUND ADVISORS LP 1,666,908 48,540,000 1.58%
284 GOLDMAN SACHS GROUP INC 1,723,428 50,187,000 1.63%
285 Allianz Asset Management GmbH 2,002,502 58,313,000 1.90%
286 CITIGROUP INC 2,180,637 63,501,000 2.06%
287 BANK OF AMERICA CORP /DE/ 2,250,106 65,523,000 2.13%
288 CITIGROUP INC 2,506,200 72,980,000 2.37% Call
289 EARNEST PARTNERS LLC 2,901,987 84,506,000 2.75%
290 WHV Investments, Inc. 3,131,236 91,177,000 2.96%
291 STATE FARM MUTUAL AUTOMOBILE INSURANCE CO 13,544,820 394,425,000 12.83%
292 FRANKLIN RESOURCES INC 28,910,956 841,887,000 27.37%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.