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RIO TINTO PLC
RIO TINTO PLC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 326 Institutional holders with a total value of $3,195,428,675.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 JACOBI CAPITAL MANAGEMENT LLC 1,467 45,000 0.00%
52 HUNTINGTON NATIONAL BANK 1,488 46,000 0.00%
53 Global X Management CO LLC 1,527 48,000 0.00%
54 J.SAFRA ASSET MANAGEMENT CORP 1,612 50,000 0.00%
55 HAP Trading, LLC 35,700 51,000 0.00% Put
56 BRONFMAN E.L. ROTHSCHILD, L.P. 1,714 54,000 0.00%
57 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,728 55,000 0.00%
58 MUFG Americas Holdings Corp 1,950 61,000 0.00%
59 DREMAN VALUE MANAGEMENT, L L C 1,959 61,000 0.00%
60 CENTRAL TRUST Co 2,036 64,000 0.00%
61 ASSETMARK, INC 2,186 68,000 0.00%
62 Sunbelt Securities, Inc. 2,285 71,512 0.00%
63 KBC Group NV 2,300 72,000 0.00%
64 PARADIGM ASSET MANAGEMENT CO LLC 2,450 76,685 0.00%
65 MSI Financial Services Inc 2,721 85,000 0.00%
66 WOLVERINE ASSET MANAGEMENT LLC 3,046 95,000 0.00%
67 SIGNATUREFD, LLC 3,285 103,000 0.00%
68 Sandy Spring Bank 3,438 108,000 0.00%
69 Bartlett & Co. LLC 3,493 109,000 0.00%
70 Carroll Financial Associates, Inc. 4,442 139,000 0.00%
71 WOLVERINE ASSET MANAGEMENT LLC 4,600 143,000 0.00% Put
72 Twin Tree Management, LP 4,686 147,000 0.00%
73 NEXT Financial Group, Inc 6,044 189,000 0.01%
74 Community Bank, N.A. 6,204 194,000 0.01%
75 Calvert Investment Management, Inc. 6,558 205,000 0.01%
76 ROPES WEALTH ADVISORS LLC 6,770 212,000 0.01%
77 RIVERHEAD CAPITAL MANAGEMENT LLC 5,085 212,000 0.01%
78 Bollard Group LLC 6,889 216,000 0.01%
79 TD ASSET MANAGEMENT INC 7,328 219,000 0.01%
80 FIRST MERCANTILE TRUST CO 7,100 222,000 0.01%
81 M&T BANK CORP 7,202 225,000 0.01%
82 CWA ASSET MANAGEMENT GROUP, LLC 7,325 229,000 0.01%
83 NICHOLAS HOFFMAN & COMPANY, LLC. 7,361 230,000 0.01%
84 Jump Trading, LLC 7,400 232,000 0.01% Call
85 Private Advisor Group, LLC 7,593 235,000 0.01%
86 SATURNA CAPITAL CORP 7,600 238,000 0.01%
87 NWAM LLC 7,600 238,000 0.01%
88 Sigma Planning Corp 7,622 239,000 0.01%
89 Autus Asset Management, LLC 7,720 242,000 0.01%
90 J&P(CHINA)CAPITAL MANAGEMENT CO.,LTD 7,753 243,000 0.01%
91 WESTWOOD HOLDINGS GROUP INC 7,345 249,000 0.01%
92 Moors & Cabot, Inc. 8,022 253,000 0.01%
93 Checchi Capital Advisers, LLC 8,333 261,000 0.01%
94 BOSTON ADVISORS LLC 8,490 266,000 0.01%
95 CULLEN/FROST BANKERS, INC. 8,567 268,000 0.01%
96 Mirae Asset Global Investments Co., Ltd. 8,569 268,000 0.01%
97 Mariner Wealth Advisors-Cincinnati, LLC 8,570 268,000 0.01%
98 CIBC WORLD MARKET INC. 8,778 275,000 0.01%
99 Dynamic Technology Lab Private Ltd 8,797 276,000 0.01%
100 LADENBURG THALMANN FINANCIAL SERVICES INC. 8,886 278,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.