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ROCKWELL COLLINS INC
ROCKWELL COLLINS INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 522 Institutional holders with a total value of $8,566,275,268.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Endurance Wealth Management, Inc. 400 34,000 0.00%
52 CT Financial Advisors LLC 400 34,056 0.00%
53 BRONFMAN E.L. ROTHSCHILD, L.P. 419 36,000 0.00%
54 BLACKHILL CAPITAL INC 430 37,000 0.00%
55 BALENTINE LLC 430 37,000 0.00%
56 Vantage Investment Advisors, LLC 445 38,000 0.00%
57 BENJAMIN F. EDWARDS & COMPANY, INC. 460 39,000 0.00%
58 PENSERRA CAPITAL MANAGEMENT LLC 466 40,000 0.00%
59 GUARDIAN LIFE INSURANCE CO OF AMERICA 487 41,000 0.00%
60 Highlander Capital Management, LLC 497 42,000 0.00%
61 ROYAL BANK OF CANADA 500 43,000 0.00% Put
62 Lowe Wealth Advisors, LLC 546 46,000 0.00%
63 CENTRAL BANK & TRUST CO 540 46,000 0.00%
64 Carroll Financial Associates, Inc. 554 47,000 0.00%
65 Hudock, Inc. 600 51,000 0.00%
66 DUBUQUE BANK & TRUST CO 600 51,000 0.00%
67 FULLER & THALER ASSET MANAGEMENT, INC. 600 51,000 0.00%
68 FEDERATED HERMES, INC. 667 57,000 0.00%
69 GIERL AUGUSTINE INVESTMENT MANAGEMENT INC 673 57,000 0.00%
70 People's United Financial, Inc. 698 59,000 0.00%
71 PineBridge Investments, L.P. 692 59,000 0.00%
72 NEW ENGLAND ASSET MANAGEMENT INC 710 60,000 0.00%
73 CWM, LLC 705 60,000 0.00%
74 Smithfield Trust Co 725 62,000 0.00%
75 CENTRAL TRUST Co 744 63,000 0.00%
76 NEXT Financial Group, Inc 751 63,000 0.00%
77 JACOBI CAPITAL MANAGEMENT LLC 797 66,000 0.00%
78 Hanson & Doremus Investment Management 802 68,000 0.00%
79 INTEGRATED INVESTMENT CONSULTANTS, LLC 800 68,000 0.00%
80 PARK AVENUE INSTITUTIONAL ADVISERS LLC 828 70,000 0.00%
81 Checchi Capital Advisers, LLC 869 74,000 0.00%
82 Manchester Capital Management LLC 899 77,000 0.00%
83 MOTCO 904 77,000 0.00%
84 Global X Management CO LLC 922 78,000 0.00%
85 ASSETMARK, INC 928 79,000 0.00%
86 Bartlett & Co. LLC 1,000 85,000 0.00%
87 D.A. DAVIDSON & CO. 1,096 92,000 0.00%
88 TCI Wealth Advisors, Inc. 1,087 93,000 0.00%
89 Glassman Wealth Services 1,098 93,000 0.00%
90 GOLDMAN SACHS GROUP INC 1,200 102,000 0.00% Put
91 FineMark National Bank & Trust 1,226 104,000 0.00%
92 First Horizon Advisors, Inc. 1,298 109,000 0.00%
93 VAN ECK ASSOCIATES CORP 1,340 114,000 0.00%
94 MARK SHEPTOFF FINANCIAL PLANNING, LLC 1,400 119,000 0.00%
95 GAM SYSTEMATIC LLP 1,451 124,000 0.00%
96 Mizuho Asset Management Co.,Ltd. 1,595 136,000 0.00%
97 SRB CORP 1,604 137,000 0.00%
98 QS Investors, LLC 1,735 148,000 0.00%
99 Allworth Financial LP 1,815 155,000 0.00%
100 Parallax Volatility Advisers, L.P. 1,831 156,000 0.00%
Page 2 of 11

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.