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ROCKWELL COLLINS INC
ROCKWELL COLLINS INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 671 Institutional holders with a total value of $13,566,982,259.
#
Manager Name
Shares
Value ($)
%
Options
Notes
601 CIBC WORLD MARKETS CORP 260,338 27,356,000 0.20%
602 PRINCIPAL FINANCIAL GROUP INC 261,653 27,494,000 0.20%
603 KLINGENSTEIN FIELDS & CO LP 267,163 28,073,000 0.21%
604 Asset Management One Co., Ltd. 273,326 28,710,000 0.21%
605 PARAMETRIC PORTFOLIO ASSOCIATES LLC 288,337 30,299,000 0.22%
606 Boston Trust Walden Corp 289,730 30,445,000 0.22%
607 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 300,189 31,544,000 0.23%
608 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 309,121 32,482,000 0.24%
609 GUGGENHEIM CAPITAL LLC 310,482 32,626,000 0.24%
610 CITIGROUP INC 319,962 33,621,000 0.25%
611 Anchor Bolt Capital, LP 338,905 35,612,000 0.26%
612 RHUMBLINE ADVISERS 340,476 35,777,000 0.26%
613 CACTI ASSET MANAGEMENT LLC 369,083 38,447,000 0.28%
614 INTERMEDE INVESTMENT PARTNERS LTD 365,989 38,458,000 0.28%
615 STATE OF WISCONSIN INVESTMENT BOARD 369,713 38,849,000 0.29%
616 MILLENNIUM MANAGEMENT LLC 371,870 39,076,000 0.29%
617 Mitsubishi UFJ Trust & Banking Corp 372,126 39,103,000 0.29%
618 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 388,812 40,856,000 0.30%
619 Korea Investment CORP 401,193 42,157,000 0.31%
620 HSBC HOLDINGS PLC 404,599 42,515,000 0.31%
621 PointState Capital LP 433,900 45,594,000 0.34%
622 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 436,372 45,853,969 0.34%
623 TEACHERS ADVISORS, LLC 442,386 46,486,000 0.34%
624 Sumitomo Mitsui Trust Group, Inc. 465,851 48,952,000 0.36%
625 Burgundy Asset Management Ltd. 479,768 50,414,000 0.37%
626 Invesco Ltd. 496,943 52,219,000 0.38%
627 VIRTUS CAPITAL ADVISERS, LLC 496,375 52,794,000 0.39%
628 DEUTSCHE BANK AG\ 508,918 53,474,000 0.39%
629 MANUFACTURERS LIFE INSURANCE COMPANY, THE 518,807 54,515,000 0.40%
630 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 525,295 55,198,000 0.41%
631 FIRST MANHATTAN CO. LLC. 581,969 61,153,000 0.45%
632 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 592,618 62,272,000 0.46%
633 Swiss National Bank 593,160 62,329,000 0.46%
634 NEW YORK STATE COMMON RETIREMENT FUND 595,481 62,573,000 0.46%
635 Roystone Capital Management LP 607,200 63,805,000 0.47%
636 TD ASSET MANAGEMENT INC 627,655 65,954,000 0.49%
637 TIDE POINT CAPITAL MANAGEMENT, LP 636,728 66,908,000 0.49%
638 BANK OF AMERICA CORP /DE/ 685,307 72,012,000 0.53%
639 Alyeska Investment Group, L.P. 728,965 76,600,000 0.56%
640 TIAA CREF INVESTMENT MANAGEMENT LLC 730,427 76,753,000 0.57%
641 RENAISSANCE TECHNOLOGIES LLC 734,391 77,170,000 0.57%
642 Legal & General Group Plc 816,973 85,848,000 0.63%
643 GOLDMAN SACHS GROUP INC 842,811 88,562,000 0.65%
644 DIMENSIONAL FUND ADVISORS LP 871,612 91,587,000 0.68%
645 PRIMECAP MANAGEMENT CO/CA/ 880,200 92,491,000 0.68%
646 COOKE & BIELER LP 965,433 101,448,000 0.75%
647 Praesidium Investment Management Company, LLC 1,039,167 109,196,000 0.80%
648 NORDEA INVESTMENT MANAGEMENT AB 1,041,212 109,411,000 0.81%
649 Artisan Partners Limited Partnership 1,057,134 111,084,000 0.82%
650 abrdn Investment Management Ltd 1,065,815 112,000,000 0.83%
Page 13 of 14

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.