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ROCKWELL COLLINS INC
ROCKWELL COLLINS INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 671 Institutional holders with a total value of $13,566,982,259.
#
Manager Name
Shares
Value ($)
%
Options
Notes
351 Quantitative Systematic Strategies LLC 12,127 1,263,000 0.01%
352 JANE STREET GROUP, LLC 12,036 1,265,000 0.01%
353 COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 12,064 1,268,000 0.01%
354 ATALANTA SOSNOFF CAPITAL, LLC 12,250 1,287,000 0.01%
355 COMMONWEALTH BANK OF AUSTRALIA 12,267 1,287,000 0.01%
356 GATEWAY INVESTMENT ADVISERS LLC 12,255 1,288,000 0.01%
357 KEYBANK NATIONAL ASSOCIATION/OH 12,390 1,302,000 0.01%
358 Airain ltd 12,393 1,302,000 0.01%
359 DAI-ICHI LIFE INSURANCE COMPANY, LTD 12,477 1,311,000 0.01%
360 NOMURA HOLDINGS INC 12,655 1,329,000 0.01%
361 NEW MEXICO EDUCATIONAL RETIREMENT BOARD 12,568 1,339,000 0.01%
362 Sumitomo Mitsui DS Asset Management Company, Ltd 12,767 1,341,000 0.01%
363 D.A. DAVIDSON & CO. 12,862 1,351,000 0.01%
364 XACT KAPITALFORVALTNING AB 12,858 1,351,000 0.01%
365 Pine River Capital Management L.P. 12,893 1,354,000 0.01%
366 NIPPON LIFE INSURANCE CO 12,941 1,360,000 0.01%
367 JUPITER ASSET MANAGEMENT LTD 13,000 1,366,000 0.01%
368 ProShare Advisors LLC 13,181 1,385,000 0.01%
369 M&T BANK CORP 13,519 1,421,000 0.01%
370 HUNTINGTON NATIONAL BANK 13,700 1,440,000 0.01%
371 SOMPO JAPAN NIPPONKOA ASSET MANAGEMENT CO.,LTD. 13,920 1,463,000 0.01%
372 Creative Planning 14,051 1,477,000 0.01%
373 SUNTRUST BANKS INC 14,120 1,484,000 0.01%
374 Candriam S.C.A. 14,295 1,502,000 0.01%
375 Douglass Winthrop Advisors, LLC 14,429 1,516,000 0.01%
376 DZ BANK AG DEUTSCHE ZENTRAL GENOSSENSCHAFTS BANK, FRANKFURT AM MAIN 14,487 1,522,000 0.01%
377 Geneva Advisors, LLC 14,877 1,563,000 0.01%
378 ZACKS INVESTMENT MANAGEMENT 14,939 1,570,000 0.01%
379 BLUE ROCK ADVISORS, LLC 15,209 1,598,000 0.01%
380 CIBC Asset Management Inc 15,298 1,608,000 0.01%
381 ICON ADVISERS INC/CO 15,349 1,613,000 0.01%
382 Mirador Capital Partners LP 13,784 1,640,000 0.01%
383 World Asset Management Inc 15,948 1,676,000 0.01%
384 LOS ANGELES CAPITAL MANAGEMENT LLC 15,959 1,677,000 0.01%
385 CLINTON GROUP INC 16,177 1,700,000 0.01%
386 HighTower Advisors, LLC 16,129 1,702,000 0.01%
387 SECURIAN ASSET MANAGEMENT, INC 16,439 1,727,000 0.01%
388 COMMERCE BANK 16,523 1,736,000 0.01%
389 OLD SECOND NATIONAL BANK OF AURORA 16,627 1,747,000 0.01%
390 NATIXIS ADVISORS, LLC 17,125 1,799,000 0.01%
391 TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 17,247 1,812,000 0.01%
392 J.P. Morgan Private Wealth Advisors LLC 17,410 1,830,000 0.01%
393 AHL Partners LLP 17,476 1,837,000 0.01%
394 SCHRODER INVESTMENT MANAGEMENT GROUP 18,152 1,891,000 0.01%
395 Veritable, L.P. 18,074 1,899,000 0.01%
396 WOLVERINE TRADING LP /BD 18,500 1,927,000 0.01% Call
397 PUBLIC SECTOR PENSION INVESTMENT BOARD 18,353 1,929,000 0.01%
398 Quantbot Technologies LP 19,076 2,004,000 0.01%
399 AMALGAMATED BANK 19,152 2,012,000 0.01%
400 PEAK6 Group LLC 19,300 2,028,000 0.01% Put
Page 8 of 14

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.