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ROCKWELL COLLINS INC
ROCKWELL COLLINS INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 671 Institutional holders with a total value of $13,566,982,259.
#
Manager Name
Shares
Value ($)
%
Options
Notes
401 LMR Partners LLP 19,381 2,037,000 0.02%
402 LADENBURG THALMANN FINANCIAL SERVICES INC. 19,474 2,047,000 0.02%
403 Janney Montgomery Scott LLC 19,806 2,081,000 0.02%
404 Cohen Klingenstein LLC 20,300 2,133,000 0.02%
405 DnB Asset Management AS 20,510 2,155,191 0.02%
406 Capital Analysts, LLC 20,772 2,182,814 0.02%
407 DELTEC ASSET MANAGEMENT LLC 21,000 2,207,000 0.02%
408 W. E. DONOGHUE & CO., LLC 21,080 2,215,000 0.02%
409 GAM SYSTEMATIC LLP 21,423 2,251,000 0.02%
410 HENNESSY ADVISORS INC 21,500 2,259,000 0.02%
411 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 21,550 2,296,000 0.02%
412 SKANDINAVISKA ENSKILDA BANKEN AB (PUBL) 22,424 2,356,000 0.02%
413 MASON STREET ADVISORS, LLC 22,537 2,368,000 0.02%
414 ZURICH FINANCIAL SERVICES/ /FI 22,640 2,379,000 0.02%
415 BlueCrest Capital Management Ltd 22,652 2,380,000 0.02%
416 Commonwealth Equity Services, Inc 22,674 2,383,000 0.02%
417 SPOT TRADING LLC /BD 22,717 2,387,000 0.02%
418 SEI INVESTMENTS CO 22,889 2,406,000 0.02%
419 Assured Investment Management LLC 22,900 2,406,000 0.02%
420 DUBUQUE BANK & TRUST CO 22,974 2,414,000 0.02%
421 VICTORY CAPITAL MANAGEMENT INC 23,248 2,443,000 0.02%
422 Mitsubishi UFJ Asset Management Co., Ltd. 23,333 2,452,000 0.02%
423 Nicholas Investment Partners, LP 23,607 2,480,000 0.02%
424 Legacy Private Trust Co. 23,630 2,483,000 0.02%
425 GREAT LAKES ADVISORS, LLC 23,860 2,507,000 0.02%
426 ABNER HERRMAN & BROCK LLC 24,136 2,536,000 0.02%
427 MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC 24,662 2,591,000 0.02%
428 NN INVESTMENT PARTNERS HOLDINGS N.V. 24,729 2,598,000 0.02%
429 CITADEL ADVISORS LLC 24,800 2,606,000 0.02% Put
430 MIGDAL INSURANCE & FINANCIAL HOLDINGS LTD. 25,336 2,639,000 0.02%
431 South Dakota Investment Council 25,300 2,659,000 0.02%
432 THOMPSON SIEGEL & WALMSLEY LLC 25,341 2,663,000 0.02%
433 ENVESTNET ASSET MANAGEMENT INC 26,071 2,744,000 0.02%
434 MN SERVICES VERMOGENSBEHEER B.V. 26,316 2,765,000 0.02%
435 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 27,961 2,937,000 0.02%
436 MARKEL GROUP INC. 28,000 2,942,000 0.02%
437 CAPSTONE ASSET MANAGEMENT CO 28,013 2,944,000 0.02%
438 FORSTA AP-FONDEN 28,078 2,950,000 0.02%
439 Rodgers Brothers Inc. 28,457 2,990,000 0.02%
440 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 28,662 3,012,000 0.02%
441 FDO PARTNERS, LLC 28,994 3,047,000 0.02%
442 Natixis Investment Managers International 29,040 3,049,000 0.02%
443 Zurcher Kantonalbank (Zurich Cantonalbank) 29,030 3,050,000 0.02%
444 BURNEY CO/ 29,330 3,055,000 0.02%
445 NUANCE INVESTMENTS, LLC 29,526 3,103,000 0.02%
446 Utah Retirement Systems 29,699 3,121,000 0.02%
447 CORNERCAP INVESTMENT COUNSEL INC 29,710 3,122,000 0.02%
448 GAMCO INVESTORS, INC. ET AL 29,853 3,137,000 0.02%
449 BLAIR WILLIAM & CO/IL 29,913 3,143,000 0.02%
450 Raymond James Financial Services Advisors, Inc. 30,496 3,204,000 0.02%
Page 9 of 14

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.