Dark
Light
System
Security
ROCKWELL COLLINS INC
ROCKWELL COLLINS INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 671 Institutional holders with a total value of $13,566,982,259.
#
Manager Name
Shares
Value ($)
%
Options
Notes
601 Live Your Vision, LLC 352 39,000 0.00%
602 GUARDIAN LIFE INSURANCE CO OF AMERICA 364 38,000 0.00%
603 REILLY FINANCIAL ADVISORS, LLC 355 37,000 0.00%
604 Winfield Associates, Inc. 350 37,000 0.00%
605 FRONTIER CAPITAL MANAGEMENT CO LLC 320 34,000 0.00%
606 Smith Affiliated Capital Corp. 320 33,626 0.00% PRN
607 ACADIAN ASSET MANAGEMENT LLC 312 33,000 0.00%
608 IHT WEALTH MANAGEMENT, LLC 161 32,000 0.00%
609 FIRST FINANCIAL CORP /IN/ 300 32,000 0.00%
610 Perigon Wealth Management, LLC 281 30,000 0.00%
611 GUIDANT WEALTH ADVISORS 269 28,000 0.00%
612 PineBridge Investments, L.P. 258 27,000 0.00%
613 COUNTRY TRUST BANK 261 27,000 0.00%
614 PITTENGER & ANDERSON INC 250 26,000 0.00%
615 Tower Research Capital LLC (TRC) 236 25,000 0.00%
616 Gemmer Asset Management LLC 230 24,000 0.00%
617 HARVEST FUND MANAGEMENT CO., LTD 229 24,000 0.00%
618 CENTRAL BANK & TRUST CO 225 24,000 0.00%
619 HOWE & RUSLING INC 230 24,000 0.00%
620 Avior Wealth Management, LLC 181 19,000 0.00%
621 CAPTRUST FINANCIAL ADVISORS 182 19,000 0.00%
622 ORRSTOWN FINANCIAL SERVICES INC 175 18,000 0.00%
623 CLEAR PERSPECTIVE ADVISORS, LLC 169 18,000 0.00%
624 WFG Advisors, LP 159 17,000 0.00%
625 MEEDER ASSET MANAGEMENT INC 162 17,000 0.00%
626 COCONUT GROVE BANK 160 17,000 0.00%
627 SHINE INVESTMENT ADVISORY SERVICES INC 150 16,000 0.00%
628 DELTA ASSET MANAGEMENT LLC/TN 144 15,000 0.00%
629 BB&T INVESTMENT SERVICES, INC. 137 14,000 0.00%
630 SRS CAPITAL ADVISORS, INC. 122 13,000 0.00% SH
631 Cornerstone Advisors, Inc. 118 12,000 0.00%
632 NORTHWEST INVESTMENT COUNSELORS, LLC 100 11,000 0.00%
633 JFS WEALTH ADVISORS, LLC 100 11,000 0.00%
634 Baystate Wealth Management LLC 100 11,000 0.00%
635 ROYAL FUND MANAGEMENT, LLC 106 11,000 0.00%
636 WOLVERINE ASSET MANAGEMENT LLC 100 10,000 0.00% Call
637 North Star Investment Management Corp. 99 10,000 0.00%
638 NOMURA HOLDINGS INC 100 10,000 0.00% Put
639 VERSANT CAPITAL MANAGEMENT, INC 92 9,000 0.00%
640 Plante Moran Financial Advisors, LLC 90 9,000 0.00%
641 First Personal Financial Services 84 9,000 0.00%
642 FERRIS CAPITAL, LLC 90 9,000 0.00%
643 Ledyard National Bank 90 9,000 0.00%
644 Barnett & Company, Inc. 62 7,000 0.00%
645 Mercer Capital Advisers, Inc. 62 7,000 0.00%
646 BARROW HANLEY MEWHINNEY & STRAUSS LLC 70 7,000 0.00%
647 CAPITAL BANK & TRUST CO 60 6,000 0.00%
648 QUADRANT CAPITAL GROUP LLC 89 6,000 0.00%
649 MACROVIEW INVESTMENT MANAGEMENT LLC 47 5,000 0.00%
650 CUTLER GROUP LLC / CA 1,100 5,000 0.00% Call
Page 13 of 14

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.