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ROCKWELL MED INC
ROCKWELL MED INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 103 Institutional holders with a total value of $78,169,242.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 32,400 217,000 0.28%
52 Nationwide Fund Advisors 32,282 216,000 0.28%
53 Rehmann Capital Advisory Group 31,972 214,000 0.27%
54 NATIXIS 30,000 201,000 0.26%
55 JPMORGAN CHASE & CO 29,089 195,000 0.25%
56 BARCLAYS PLC 28,800 193,000 0.25% Put
57 Benchmark Capital Advisors 28,000 188,000 0.24%
58 AMERICAN INTERNATIONAL GROUP, INC. 27,626 185,094 0.24%
59 JOHNSON INVESTMENT COUNSEL INC 27,650 185,000 0.24%
60 Provident Investment Management, Inc. 27,108 182,000 0.23%
61 Cutter & CO Brokerage, Inc. 27,225 182,000 0.23%
62 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 26,889 180,000 0.23%
63 BLACKROCK ADVISORS LLC 25,938 174,000 0.22%
64 LADENBURG THALMANN FINANCIAL SERVICES INC. 24,990 167,000 0.21%
65 VOYA INVESTMENT MANAGEMENT LLC 24,337 163,000 0.21%
66 CITADEL ADVISORS LLC 21,561 144,000 0.18%
67 GOLDMAN SACHS GROUP INC 18,486 124,000 0.16%
68 US BANCORP \DE\ 18,500 124,000 0.16%
69 InterOcean Capital, LLC 18,415 123,000 0.16%
70 BARCLAYS PLC 17,161 115,000 0.15%
71 BlackRock Group LTD 14,907 100,000 0.13%
72 J.P. Morgan Private Wealth Advisors LLC 14,306 96,000 0.12%
73 STARFIRE INVESTMENT ADVISERS, INC. 13,200 88,440 0.11%
74 WealthTrust Axiom LLC 13,100 87,000 0.11%
75 CITIGROUP INC 11,784 79,000 0.10%
76 STRID GROUP, LLC 11,000 74,000 0.09%
77 Barrett Asset Management, LLC 10,500 70,000 0.09%
78 PARAMETRIC PORTFOLIO ASSOCIATES LLC 10,021 67,000 0.09%
79 HAP Trading, LLC 126,500 64,000 0.08% Put
80 CITIGROUP INC 9,500 64,000 0.08% Call
81 Legal & General Group Plc 8,894 58,000 0.07%
82 DEUTSCHE BANK AG\ 7,907 52,000 0.07%
83 Parallax Volatility Advisers, L.P. 6,468 43,000 0.06%
84 BlackRock Finance, Inc. 5,633 38,000 0.05%
85 CITIGROUP INC 5,300 36,000 0.05% Put
86 NEXT Financial Group, Inc 5,000 34,000 0.04%
87 CANADA LIFE ASSURANCE Co 4,883 33,000 0.04%
88 Walleye Trading LLC 4,400 29,000 0.04% Call
89 IFP ADVISORS, INC 4,000 27,000 0.03%
90 MSI Financial Services Inc 3,500 23,000 0.03%
91 BNP PARIBAS FINANCIAL MARKETS 3,240 21,708 0.03%
92 HUNTINGTON NATIONAL BANK 3,000 20,000 0.03%
93 INTEGRATED INVESTMENT CONSULTANTS, LLC 3,000 19,000 0.02%
94 Oakworth Capital, Inc. 2,500 17,000 0.02%
95 Cranbrook Wealth Management, LLC 2,262 15,000 0.02%
96 Zurcher Kantonalbank (Zurich Cantonalbank) 1,547 10,000 0.01%
97 ACROSPIRE INVESTMENT MANAGEMENT LLC 1,500 10,000 0.01%
98 Walleye Trading LLC 900 6,000 0.01% Put
99 CUTLER GROUP LLC / CA 11,000 4,000 0.01% Call
100 SYNOVUS FINANCIAL CORP 500 3,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.