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ROSETTA STONE INC COM
ROSETTA STONE INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 84 Institutional holders with a total value of $140,214,812.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SYNOVUS FINANCIAL CORP 6 0 0.00%
2 BANK OF MONTREAL /CAN/ 97 1,000 0.00%
3 BARCLAYS PLC 360 3,000 0.00%
4 BlackRock Finance, Inc. 699 6,000 0.00%
5 Tower Research Capital LLC (TRC) 724 6,000 0.00%
6 BNP PARIBAS FINANCIAL MARKETS 989 8,812 0.01%
7 Ancora Advisors LLC 1,000 9,000 0.01%
8 Walleye Trading LLC 1,000 9,000 0.01% Call
9 MEEDER ASSET MANAGEMENT INC 1,223 11,000 0.01%
10 ACROSPIRE INVESTMENT MANAGEMENT LLC 1,226 11,000 0.01%
11 ROYAL BANK OF CANADA 1,292 12,000 0.01%
12 SIMPLEX TRADING, LLC 2,159 19,000 0.01%
13 GOLDMAN SACHS GROUP INC 2,500 22,000 0.02% Put
14 THOMPSON SIEGEL & WALMSLEY LLC 2,500 22,000 0.02%
15 CUTLER GROUP LLC / CA 2,606 23,000 0.02%
16 North Star Investment Management Corp. 3,500 31,000 0.02%
17 Legal & General Group Plc 3,499 31,000 0.02%
18 UBS Group AG 5,944 53,000 0.04%
19 GROUP ONE TRADING LLC 6,732 60,000 0.04%
20 OXFORD ASSET MANAGEMENT LLP 10,000 89,000 0.06%
21 BLACKROCK ADVISORS LLC 10,726 96,000 0.07%
22 AMERICAN INTERNATIONAL GROUP, INC. 11,099 99,000 0.07%
23 Spark Investment Management LLC 11,400 101,000 0.07%
24 PRELUDE CAPITAL MANAGEMENT, LLC 11,400 102,000 0.07%
25 CITADEL ADVISORS LLC 11,584 103,000 0.07%
26 DEUTSCHE BANK AG\ 12,438 109,000 0.08%
27 NORTH AMERICAN MANAGEMENT CORP 13,544 121,000 0.09%
28 MENTA CAPITAL LLC 14,144 126,000 0.09%
29 JPMORGAN CHASE & CO 14,314 127,000 0.09%
30 MANUFACTURERS LIFE INSURANCE COMPANY, THE 14,506 129,000 0.09%
31 CITIGROUP INC 15,638 140,000 0.10%
32 RHUMBLINE ADVISERS 18,155 162,000 0.12%
33 MILLENNIUM MANAGEMENT LLC 21,735 194,000 0.14%
34 Nationwide Fund Advisors 22,574 201,000 0.14%
35 GOLDMAN SACHS GROUP INC 23,421 209,000 0.15%
36 ZACKS INVESTMENT MANAGEMENT 24,752 221,000 0.16%
37 Trexquant Investment LP 26,932 240,000 0.17%
38 TWO SIGMA ADVISERS, LP 28,443 253,000 0.18%
39 TEACHERS ADVISORS, LLC 30,351 270,000 0.19%
40 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 31,000 277,000 0.20%
41 DIKER MANAGEMENT LLC 33,419 298,000 0.21%
42 TFS CAPITAL LLC 33,869 302,000 0.22%
43 LPL Financial LLC 34,100 309,000 0.22%
44 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 39,774 354,000 0.25%
45 WELLS FARGO & COMPANY/MN 40,096 357,000 0.25%
46 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 41,450 368,000 0.26%
47 INTEGRAL DERIVATIVES, LLC 42,374 378,000 0.27%
48 AJO, LP 44,211 394,000 0.28%
49 ACADIAN ASSET MANAGEMENT LLC 50,001 444,000 0.32%
50 RUSSELL INVESTMENTS GROUP, LTD. 51,081 449,000 0.32%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.