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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 120 Institutional holders with a total value of $468,919,611.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 524,662 65,478,000 13.96%
2 MORGAN STANLEY 394,116 49,186,000 10.49%
3 AMERIPRISE FINANCIAL INC 385,378 48,110,000 10.26%
4 Psagot Value Holdings Ltd. 382,309 47,712,000 10.17%
5 WELLS FARGO & COMPANY/MN 247,266 30,858,000 6.58%
6 UBS Group AG 164,413 20,519,000 4.38%
7 RAYMOND JAMES & ASSOCIATES 144,375 18,024,000 3.84%
8 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 109,969 13,724,000 2.93%
9 ROYAL BANK OF CANADA 99,053 12,362,000 2.64%
10 Bouchey Financial Group Ltd 80,973 10,105,000 2.15%
11 Tradewinds Capital Management, LLC 79,238 9,889,000 2.11%
12 NIEMANN CAPITAL MANAGEMENT INC 78,699 9,822,000 2.09%
13 Destination Wealth Management 75,123 9,375,000 2.00%
14 FEDERATION DES CAISSES DESJARDINS DU QUEBEC 60,486 7,548,653 1.61%
15 SignalPoint Asset Management, LLC 53,477 6,674,000 1.42%
16 GOLDMAN SACHS GROUP INC 50,400 6,290,000 1.34%
17 JANE STREET GROUP, LLC 46,718 5,830,000 1.24%
18 LPL Financial LLC 45,408 5,667,000 1.21%
19 Raymond James Financial Services Advisors, Inc. 42,044 5,247,000 1.12%
20 Cambridge Investment Research Advisors, Inc. 37,744 4,710,000 1.00%
21 SUSQUEHANNA INTERNATIONAL GROUP, LLP 36,365 4,538,000 0.97%
22 ENVESTNET ASSET MANAGEMENT INC 35,004 4,368,000 0.93%
23 Tower Research Capital LLC (TRC) 33,554 4,188,000 0.89%
24 CREDIT SUISSE AG/ 32,933 4,110,000 0.88%
25 STEPHENS INC /AR/ 31,925 3,984,000 0.85%
26 HighTower Advisors, LLC 21,467 2,644,000 0.56%
27 Virtu KCG Holdings LLC 20,743 2,589,000 0.55%
28 CITIGROUP INC 20,655 2,578,000 0.55%
29 LADENBURG THALMANN FINANCIAL SERVICES INC. 20,603 2,571,000 0.55%
30 Bank of New York Mellon Corp 19,526 2,437,000 0.52%
31 ProVise Management Group, LLC 19,440 2,426,000 0.52%
32 HOWE & RUSLING INC 18,398 2,296,000 0.49%
33 Freedom Investment Management, Inc. 16,443 2,052,000 0.44%
34 Hillswick Asset Management, LLC 16,289 2,033,000 0.43%
35 Janney Montgomery Scott LLC 15,351 1,916,000 0.41%
36 Friedenthal Financial 14,620 1,825,000 0.39%
37 CRIBSTONE CAPITAL MANAGEMENT, LLC 14,501 1,810,000 0.39%
38 Commonwealth Equity Services, Inc 14,399 1,797,000 0.38%
39 UNITED CAPITAL FINANCIAL ADVISORS, LLC 14,247 1,778,000 0.38%
40 IMA Advisory Services, Inc. 13,765 1,718,000 0.37%
41 Concert Wealth Management Inc. 11,527 1,435,000 0.31%
42 Hartford Financial Management Inc. 10,390 1,296,000 0.28%
43 ADVISOR GROUP, INC. 9,075 1,132,000 0.24%
44 Ironsides Asset Advisors, LLC 9,065 1,131,000 0.24%
45 Cetera Advisor Networks LLC 8,429 1,048,000 0.22%
46 CETERA INVESTMENT ADVISERS 8,005 994,000 0.21%
47 Cetera Advisors LLC 8,005 994,000 0.21%
48 Baltimore-Washington Financial Advisors, Inc. 7,875 983,000 0.21%
49 BSC PRIVATE WEALTH MANAGEMENT, LLC 7,535 956,000 0.20%
50 Financial Architects, Inc 7,628 952,000 0.20%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.