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GUGGENHEIM 1:1 EXC 4/9/18 739371839
GUGGENHEIM 1:1 EXC 4/9/18 739371839. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 74 Institutional holders with a total value of $138,014,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 HOWE & RUSLING INC 13,467 1,680,000 1.22%
52 SII INVESTMENTS INC/WI 13,762 1,716,000 1.24%
53 SUSQUEHANNA INTERNATIONAL GROUP, LLP 16,151 2,014,000 1.46%
54 CAHILL FINANCIAL ADVISORS INC 17,284 2,157,000 1.56%
55 UBS Group AG 18,521 2,310,000 1.67%
56 LADENBURG THALMANN FINANCIAL SERVICES INC. 19,477 2,429,000 1.76%
57 RAYMOND JAMES & ASSOCIATES 22,043 2,750,000 1.99%
58 GOLDMAN SACHS GROUP INC 22,221 2,772,000 2.01%
59 Tower Research Capital LLC (TRC) 22,532 2,811,000 2.04%
60 VOYA FINANCIAL ADVISORS, INC. 22,660 2,820,000 2.04%
61 Commonwealth Equity Services, Inc 23,765 2,964,000 2.15%
62 Cambridge Investment Research Advisors, Inc. 23,811 2,970,000 2.15%
63 EDMOND DE ROTHSCHILD HOLDING S.A. 24,535 3,060,000 2.22%
64 SignalPoint Asset Management, LLC 28,851 3,599,000 2.61%
65 BANK OF AMERICA CORP /DE/ 48,946 6,106,000 4.42%
66 LPL Financial LLC 50,041 6,242,000 4.52%
67 WELLS FARGO & COMPANY/MN 50,950 6,355,000 4.60%
68 Financial Architects, Inc 52,908 6,600,000 4.78%
69 ADVANTAGE INVESTMENT MANAGEMENT, LLC 56,700 7,073,000 5.12%
70 WealthTrust Fairport, LLC 63,372 7,905,000 5.73%
71 JANE STREET GROUP, LLC 72,054 8,988,000 6.51%
72 AMERIPRISE FINANCIAL INC 73,082 9,101,000 6.59%
73 MORGAN STANLEY 75,273 9,390,000 6.80%
74 ADVISOR GROUP, INC. 111,444 13,901,000 10.07%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.