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GUGGENHEIM S&P MID CAP 400 EQUAL WEIGHT ETF
GUGGENHEIM S&P MID CAP 400 EQUAL WEIGHT ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 26 Institutional holders with a total value of $95,683,529.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 BENJAMIN F. EDWARDS & COMPANY, INC. 55 3,000 0.00%
3 BANK OF MONTREAL /CAN/ 79 4,000 0.00%
4 Clean Yield Group 90 5,000 0.01%
5 PNC FINANCIAL SERVICES GROUP, INC. 142 8,000 0.01%
6 LADENBURG THALMANN FINANCIAL SERVICES INC. 335 18,000 0.02%
7 Winslow, Evans & Crocker, Inc. 1,130 59,178 0.06%
8 CITIGROUP INC 2,369 124,000 0.13%
9 Cambridge Investment Research Advisors, Inc. 4,295 225,000 0.24%
10 JPMORGAN CHASE & CO 7,169 375,000 0.39%
11 Gateway Advisory, LLC 8,010 419,000 0.44%
12 Virtu KCG Holdings LLC 8,493 445,000 0.47%
13 AMERICAN INTERNATIONAL GROUP, INC. 8,676 454,351 0.47%
14 ROYAL BANK OF CANADA 15,360 804,000 0.84%
15 STIFEL FINANCIAL CORP 22,837 1,196,000 1.25%
16 RAYMOND JAMES & ASSOCIATES 25,439 1,332,000 1.39%
17 WELLS FARGO & COMPANY/MN 39,684 2,078,000 2.17%
18 LPL Financial LLC 46,337 2,411,000 2.52%
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 59,586 3,112,000 3.25%
20 UBS Group AG 64,531 3,380,000 3.53%
21 Ironsides Asset Advisors, LLC 73,675 3,858,000 4.03%
22 BANK OF AMERICA CORP /DE/ 133,027 6,966,000 7.28%
23 VICUS CAPITAL 148,949 7,800,000 8.15%
24 MORGAN STANLEY 225,718 11,820,000 12.35%
25 HARVEST CAPITAL MANAGEMENT INC 290,818 15,230,000 15.92%
26 Cerity Partners OCIO LLC 640,780 33,557,000 35.07%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.