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SANDSTORM GOLD LTD
SANDSTORM GOLD LTD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 105 Institutional holders with a total value of $382,699,285.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 KANALY TRUST CO 89 0 0.00%
2 ARROW FINANCIAL CORP 2 0 0.00%
3 CUTLER GROUP LLC / CA 300 0 0.00% Call
4 CUTLER GROUP LLC / CA 5,400 2,000 0.00% Put
5 CT Financial Advisors LLC 500 2,515 0.00%
6 Tradewinds Capital Management, LLC 885 4,000 0.00%
7 BRONFMAN E.L. ROTHSCHILD, L.P. 700 4,000 0.00%
8 NEXT Financial Group, Inc 1,020 5,000 0.00%
9 GENEOS WEALTH MANAGEMENT INC. 1,354 6,000 0.00%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,400 7,000 0.00%
11 SIMPLEX TRADING, LLC 2,328 11,000 0.00%
12 TCI Wealth Advisors, Inc. 2,489 13,000 0.00%
13 CITIGROUP INC 3,227 16,000 0.00%
14 IFP ADVISORS, INC 4,000 20,000 0.01%
15 Zurcher Kantonalbank (Zurich Cantonalbank) 8,682 44,000 0.01%
16 DUBUQUE BANK & TRUST CO 9,597 48,000 0.01%
17 PNC FINANCIAL SERVICES GROUP, INC. 10,110 51,000 0.01%
18 Cetera Advisor Networks LLC 10,250 52,000 0.01%
19 Raymond James Financial Services Advisors, Inc. 10,589 53,000 0.01%
20 ADVISOR GROUP, INC. 10,502 53,000 0.01%
21 CUTLER GROUP LLC / CA 10,541 53,000 0.01%
22 MSI Financial Services Inc 11,215 56,000 0.01%
23 Gemmer Asset Management LLC 11,630 58,000 0.02%
24 Sigma Planning Corp 14,450 73,000 0.02%
25 SHELL ASSET MANAGEMENT CO 11,504 76,000 0.02%
26 WOLVERINE TRADING LP /BD 15,370 78,000 0.02%
27 A.R.T. Advisors, LLC 17,600 88,000 0.02%
28 TFS CAPITAL LLC 18,138 91,000 0.02%
29 DRIEHAUS CAPITAL MANAGEMENT LLC 18,867 95,000 0.02%
30 BANK OF MONTREAL /CAN/ 20,000 101,000 0.03% Call
31 UBS Group AG 20,000 101,000 0.03%
32 Cambridge Investment Research Advisors, Inc. 23,425 118,000 0.03%
33 TWO SIGMA ADVISERS, LP 23,900 120,000 0.03%
34 LPL Financial LLC 28,400 130,000 0.03%
35 Tower Research Capital LLC (TRC) 19,782 131,000 0.03%
36 Koshinski Asset Management, Inc. 26,315 132,000 0.03%
37 GIRARD SECURITIES, INC. 26,517 133,000 0.03%
38 OLD MISSION CAPITAL LLC 27,170 137,000 0.04%
39 HighTower Advisors, LLC 27,130 140,000 0.04%
40 REGENTATLANTIC CAPITAL LLC 28,400 143,000 0.04%
41 JPMORGAN CHASE & CO 32,178 162,000 0.04%
42 TORONTO DOMINION BANK 33,600 170,000 0.04%
43 WOLVERINE TRADING LP /BD 35,600 180,000 0.05% Put
44 VANGUARD GROUP INC 35,893 180,000 0.05%
45 ZACKS INVESTMENT MANAGEMENT 37,444 188,000 0.05%
46 CONFLUENCE INVESTMENT MANAGEMENT LLC 45,349 228,000 0.06%
47 TIEMANN INVESTMENT ADVISORS, LLC 47,600 239,000 0.06%
48 BANK OF AMERICA CORP /DE/ 51,831 262,000 0.07%
49 RAYMOND JAMES & ASSOCIATES 54,700 275,000 0.07%
50 ROYAL BANK OF CANADA 56,402 283,000 0.07%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.