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SANDSTORM GOLD LTD
SANDSTORM GOLD LTD. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 116 Institutional holders with a total value of $328,543,657.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ROYAL FUND MANAGEMENT, LLC 80 0 0.00%
2 CUTLER GROUP LLC / CA 400 0 0.00% Call
3 ARROW FINANCIAL CORP 2 0 0.00%
4 HARFST & ASSOCIATES, INC. 200 0 0.00%
5 Tradewinds Capital Management, LLC 385 2,000 0.00%
6 Advisory Services Network, LLC 400 2,000 0.00%
7 CITIGROUP INC 400 2,000 0.00% Put
8 CT Financial Advisors LLC 500 2,135 0.00%
9 FNY Managed Accounts LLC 918 3,000 0.00%
10 BENJAMIN F. EDWARDS & COMPANY, INC. 975 4,000 0.00%
11 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 1,030 5,000 0.00%
12 ADVISOR GROUP, INC. 1,830 7,000 0.00%
13 Parallax Volatility Advisers, L.P. 2,000 9,000 0.00% Put
14 TCI Wealth Advisors, Inc. 2,100 9,000 0.00%
15 GENEOS WEALTH MANAGEMENT INC. 3,354 14,000 0.00%
16 CITIGROUP INC 4,700 20,000 0.01% Call
17 Spot Trading L.L.C 5,069 22,000 0.01%
18 IFP ADVISORS, INC 5,400 23,000 0.01%
19 PNC FINANCIAL SERVICES GROUP, INC. 6,000 25,000 0.01%
20 BlackRock Finance, Inc. 6,590 28,000 0.01%
21 Spot Trading L.L.C 6,600 28,000 0.01% Call
22 CITIGROUP INC 6,621 29,000 0.01%
23 Zurcher Kantonalbank (Zurich Cantonalbank) 8,682 37,000 0.01%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 8,800 38,000 0.01%
25 Spot Trading L.L.C 9,200 39,000 0.01% Put
26 Cetera Advisor Networks LLC 10,250 44,000 0.01%
27 Virtu KCG Holdings LLC 10,494 45,000 0.01%
28 Bank of New York Mellon Corp 10,997 48,000 0.01%
29 ACROSPIRE INVESTMENT MANAGEMENT LLC 11,554 49,000 0.01%
30 Gemmer Asset Management LLC 11,630 50,000 0.02%
31 SUSQUEHANNA INTERNATIONAL GROUP, LLP 14,726 63,000 0.02%
32 Sigma Planning Corp 15,150 65,000 0.02%
33 Verition Fund Management LLC 16,419 70,000 0.02%
34 GLOBAL RETIREMENT PARTNERS, LLC 17,050 73,000 0.02%
35 ROYAL BANK OF CANADA 18,866 80,000 0.02%
36 SCOTIA CAPITAL INC. 19,000 81,000 0.02% Call
37 BANK OF NOVA SCOTIA 19,000 81,000 0.02% Call
38 STIFEL FINANCIAL CORP 20,936 86,000 0.03%
39 Dynamic Technology Lab Private Ltd 21,200 91,000 0.03%
40 SHELL ASSET MANAGEMENT CO 16,104 92,000 0.03%
41 RAYMOND JAMES & ASSOCIATES 22,200 95,000 0.03%
42 MILLENNIUM MANAGEMENT LLC 24,700 105,000 0.03%
43 BANK OF AMERICA CORP /DE/ 24,857 106,000 0.03%
44 COMMERZBANK AKTIENGESELLSCHAFT /FI 26,501 113,000 0.03%
45 A.R.T. Advisors, LLC 26,800 114,000 0.03%
46 LPL Financial LLC 25,745 114,000 0.03%
47 GIRARD SECURITIES, INC. 28,517 122,000 0.04%
48 HighTower Advisors, LLC 28,130 123,000 0.04%
49 Tower Research Capital LLC (TRC) 23,077 132,000 0.04%
50 INTACT INVESTMENT MANAGEMENT INC. 24,200 137,000 0.04%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.