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SCHWAB U.S. BROAD MARKET ETF
SCHWAB U.S. BROAD MARKET ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 264 Institutional holders with a total value of $1,741,868,472.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 D'Orazio & Associates, Inc. 575 0 0.00%
3 VERSANT CAPITAL MANAGEMENT, INC 4 0 0.00%
4 CUTLER GROUP LLC / CA 3,300 1,000 0.00% Put
5 NEXT Financial Group, Inc 30 1,000 0.00%
6 Manchester Capital Management LLC 28 1,000 0.00%
7 WEALTHPLAN PARTNERS, LLC 86 2,165 0.00%
8 THOMPSON SIEGEL & WALMSLEY LLC 50 3,000 0.00%
9 CUTLER GROUP LLC / CA 2,600 4,000 0.00% Call
10 American Research & Management Co. 115 6,000 0.00%
11 Whitnell & Co. 121 6,000 0.00%
12 WEALTHCARE CAPITAL MANAGEMENT LLC 124 6,000 0.00%
13 SUTTON WEALTH ADVISORS INC. 140 7,042 0.00%
14 ANCHOR INVESTMENT MANAGEMENT, LLC 155 7,797 0.00%
15 FIRST INTERSTATE BANK 200 10,000 0.00%
16 Stanford Investment Group, Inc. 211 11,000 0.00%
17 SEI INVESTMENTS CO 248 12,000 0.00%
18 Glassman Wealth Services 268 13,000 0.00%
19 WASHINGTON TRUST BANK 304 15,000 0.00%
20 HAREL INSURANCE INVESTMENTS & FINANCIAL SERVICES LTD. 300 15,000 0.00%
21 MANUFACTURERS LIFE INSURANCE COMPANY, THE 337 17,000 0.00%
22 CapWealth Advisors, LLC 400 20,000 0.00%
23 Vantage Investment Advisors, LLC 420 21,000 0.00%
24 Tradewinds Capital Management, LLC 455 23,000 0.00%
25 Private Ocean, LLC 463 23,000 0.00%
26 QS Investors, LLC 482 24,000 0.00%
27 Advisory Alpha, LLC 578 29,000 0.00%
28 Chicago Partners Investment Group LLC 607 31,000 0.00%
29 Advisory Services Network, LLC 659 33,000 0.00%
30 Edge Wealth Management LLC 690 35,000 0.00% SH
31 REILLY FINANCIAL ADVISORS, LLC 693 35,000 0.00%
32 Sandy Spring Bank 798 40,000 0.00%
33 MV CAPITAL MANAGEMENT, INC. 793 40,000 0.00%
34 KERNODLE & KATON ASSET MANAGEMENT GROUP, LLC 869 44,000 0.00%
35 Tortoise Investment Management, LLC 955 48,000 0.00%
36 Smithfield Trust Co 985 50,000 0.00%
37 Barrett Asset Management, LLC 1,015 51,000 0.00%
38 AllSquare Wealth Management LLC 1,265 64,000 0.00%
39 Joel Isaacson & Co., LLC 1,283 65,000 0.00%
40 ASSET PLANNING SERVICES, LTD. 1,302 66,000 0.00%
41 BRONFMAN E.L. ROTHSCHILD, L.P. 1,399 70,000 0.00%
42 Argentus Capital Management, LLC 1,479 74,000 0.00%
43 SIGNATUREFD, LLC 1,552 78,000 0.00%
44 WOLVERINE TRADING LP /BD 1,729 85,758 0.00%
45 KANALY TRUST CO 1,704 86,000 0.00%
46 US BANCORP \DE\ 1,717 87,000 0.00%
47 FIFTH THIRD BANCORP 1,800 91,000 0.01%
48 MUFG Americas Holdings Corp 1,905 96,000 0.01%
49 PNC FINANCIAL SERVICES GROUP, INC. 2,144 108,000 0.01%
50 TCI Wealth Advisors, Inc. 3,079 155,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.