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SCHWAB U.S. BROAD MARKET ETF
SCHWAB U.S. BROAD MARKET ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 276 Institutional holders with a total value of $2,110,244,075.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CUTLER GROUP LLC / CA 2,500 0 0.00% Put
2 D. SCOTT NEAL, INC. 3 0 0.00%
3 VERSANT CAPITAL MANAGEMENT, INC 4 0 0.00%
4 Parallax Volatility Advisers, L.P. 1 0 0.00%
5 NEXT Financial Group, Inc 30 2,000 0.00%
6 QS Investors, LLC 62 3,000 0.00%
7 CRIBSTONE CAPITAL MANAGEMENT, LLC 85 4,000 0.00%
8 AlphaMark Advisors, LLC 74 4,000 0.00% SH
9 FineMark National Bank & Trust 104 5,000 0.00%
10 CUTLER GROUP LLC / CA 1,600 5,000 0.00% Call
11 WEALTHCARE CAPITAL MANAGEMENT LLC 124 6,000 0.00%
12 Whitnell & Co. 121 6,000 0.00%
13 Manchester Capital Management LLC 125 7,000 0.00%
14 SUTTON WEALTH ADVISORS INC. 140 7,325 0.00%
15 ANCHOR INVESTMENT MANAGEMENT, LLC 155 8,110 0.00%
16 FIRST INTERSTATE BANK 200 10,000 0.00%
17 Stanford Investment Group, Inc. 212 11,000 0.00%
18 Glassman Wealth Services 268 14,000 0.00%
19 SEI INVESTMENTS CO 287 15,000 0.00%
20 Private Ocean, LLC 384 20,000 0.00%
21 CapWealth Advisors, LLC 400 21,000 0.00%
22 First Personal Financial Services 407 21,000 0.00%
23 Vantage Investment Advisors, LLC 430 22,000 0.00%
24 Financial Management Professionals, Inc. 465 24,000 0.00%
25 Tradewinds Capital Management, LLC 457 24,000 0.00%
26 Chicago Partners Investment Group LLC 638 33,000 0.00%
27 BANK OF MONTREAL /CAN/ 648 34,000 0.00%
28 Advisory Services Network, LLC 659 34,000 0.00%
29 Edge Wealth Management LLC 690 36,000 0.00% SH
30 MV CAPITAL MANAGEMENT, INC. 793 41,000 0.00%
31 Sandy Spring Bank 798 42,000 0.00%
32 KERNODLE & KATON ASSET MANAGEMENT GROUP, LLC 869 45,000 0.00%
33 Smithfield Trust Co 985 52,000 0.00%
34 Barrett Asset Management, LLC 1,015 53,000 0.00%
35 Tortoise Investment Management, LLC 1,041 54,000 0.00%
36 REILLY FINANCIAL ADVISORS, LLC 1,072 56,000 0.00%
37 PNC FINANCIAL SERVICES GROUP, INC. 1,244 65,000 0.00%
38 AllSquare Wealth Management LLC 1,265 66,000 0.00%
39 Joel Isaacson & Co., LLC 1,283 67,000 0.00%
40 ASSET PLANNING SERVICES, LTD. 1,302 68,000 0.00%
41 Argentus Capital Management, LLC 1,378 72,000 0.00%
42 BRONFMAN E.L. ROTHSCHILD, L.P. 1,404 73,000 0.00%
43 JNBA Financial Advisors 1,557 81,000 0.00%
44 SIGNATUREFD, LLC 1,557 81,000 0.00%
45 American Research & Management Co. 1,615 84,000 0.00%
46 KANALY TRUST CO 1,704 89,000 0.00%
47 US BANCORP \DE\ 1,717 90,000 0.00%
48 FIFTH THIRD BANCORP 1,800 94,000 0.00%
49 MUFG Americas Holdings Corp 1,905 100,000 0.00%
50 GENOVESE BURFORD & BROTHERS WEALTH & RETIREMENT PLAN MANAGEMENT, LLC 2,416 126,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.