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SCHWAB U.S. SMALL-CAP ETF
SCHWAB U.S. SMALL-CAP ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 219 Institutional holders with a total value of $689,894,989.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Carroll Financial Associates, Inc. 4 0 0.00%
2 WEALTHFRONT CORP 5 0 0.00%
3 TD Ameritrade Trust Co 1 0 0.00%
4 Parallax Volatility Advisers, L.P. 1 0 0.00%
5 SONORA INVESTMENT MANAGEMENT, LLC 25 1,000 0.00%
6 Kavar Capital Partners, LLC 42 2,000 0.00%
7 Joel Isaacson & Co., LLC 52 3,000 0.00%
8 Stanford Investment Group, Inc. 101 5,000 0.00%
9 Vantage Investment Advisors, LLC 106 5,000 0.00%
10 Regal Investment Advisors LLC 123 6,000 0.00%
11 Horrell Capital Management, Inc. 118 6,000 0.00%
12 Advisory Services Network, LLC 142 7,000 0.00%
13 TD Capital Management LLC 169 9,000 0.00%
14 THOMPSON SIEGEL & WALMSLEY LLC 190 10,000 0.00%
15 Brookstone Capital Management 194 10,000 0.00%
16 Ruggie Capital Group 200 11,000 0.00%
17 Plante Moran Financial Advisors, LLC 220 11,000 0.00%
18 WEALTHCARE CAPITAL MANAGEMENT LLC 230 12,000 0.00%
19 HIGHLAND CAPITAL MANAGEMENT, LLC 320 16,000 0.00%
20 Kistler-Tiffany Companies, LLC 315 16,000 0.00%
21 ZIONS BANCORPORATION 338 17,000 0.00%
22 West Oak Capital, LLC 380 19,300 0.00%
23 PITTENGER & ANDERSON INC 400 20,000 0.00%
24 ATWOOD & PALMER INC 455 23,000 0.00%
25 Sandy Spring Bank 448 23,000 0.00%
26 WASHINGTON TRUST BANK 500 25,000 0.00%
27 INTEGRATED WEALTH MANAGEMENT 691 35,000 0.01%
28 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 723 37,000 0.01%
29 Smithfield Trust Co 815 41,000 0.01%
30 Argentus Capital Management, LLC 887 45,000 0.01%
31 FIRST INTERSTATE BANK 892 45,000 0.01%
32 Parkside Financial Bank & Trust 983 50,000 0.01%
33 SIMPLEX TRADING, LLC 1,008 51,000 0.01%
34 Winslow, Evans & Crocker, Inc. 1,010 51,298 0.01%
35 COLONY GROUP LLC 1,115 57,000 0.01%
36 Chicago Partners Investment Group LLC 1,161 59,000 0.01%
37 Capital Directions Investment Advisors, LLC 1,198 61,000 0.01%
38 Crosspoint Capital Strategies, LLC 1,420 72,000 0.01%
39 Vigilant Capital Management, LLC 1,525 77,000 0.01%
40 MONETA GROUP INVESTMENT ADVISORS LLC 1,608 82,000 0.01%
41 Carnick & Kubik, LLC 1,678 85,211 0.01%
42 MSI Financial Services Inc 1,960 100,000 0.01%
43 Creative Planning 1,999 102,000 0.01%
44 LBA Wealth Management, LLC 2,059 105,000 0.02%
45 PNC FINANCIAL SERVICES GROUP, INC. 2,294 117,000 0.02%
46 ASSET PLANNING SERVICES, LTD. 2,583 131,000 0.02%
47 MCF Advisors LLC 2,830 144,000 0.02%
48 FIFTH THIRD BANCORP 2,847 145,000 0.02%
49 Tortoise Investment Management, LLC 2,889 147,000 0.02%
50 Aris Wealth Services, Inc. 2,994 152,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.