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SCHWAB STRATEGIC TR
SCHWAB STRATEGIC TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 230 Institutional holders with a total value of $764,601,259.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC 8 0 0.00%
2 Parallax Volatility Advisers, L.P. 1 0 0.00%
3 PIERSHALE FINANCIAL GROUP, INC. 9 0 0.00%
4 SONORA INVESTMENT MANAGEMENT, LLC 25 1,000 0.00%
5 Advisory Services Network, LLC 42 2,000 0.00%
6 Kavar Capital Partners, LLC 54 2,000 0.00%
7 CUTLER GROUP LLC / CA 2,400 4,000 0.00% Call
8 Horrell Capital Management, Inc. 118 6,000 0.00%
9 Vantage Investment Advisors, LLC 133 7,000 0.00%
10 Sandy Spring Bank 138 7,000 0.00%
11 AUSDAL FINANCIAL PARTNERS, INC. 182 9,000 0.00%
12 TD Capital Management LLC 169 9,000 0.00%
13 THOMPSON SIEGEL & WALMSLEY LLC 190 10,000 0.00%
14 Plante Moran Financial Advisors, LLC 220 11,000 0.00%
15 Evercore Wealth Management, LLC 216 11,000 0.00%
16 WEALTHPLAN PARTNERS, LLC 720 12,526 0.00%
17 Kistler-Tiffany Companies, LLC 315 16,000 0.00%
18 Patten Group, Inc. 324 16,902 0.00%
19 MUFG Americas Holdings Corp 358 19,000 0.00%
20 Parkside Financial Bank & Trust 363 19,000 0.00%
21 NEWFOUND RESEARCH LLC 394 21,000 0.00%
22 PITTENGER & ANDERSON INC 430 22,000 0.00%
23 ATWOOD & PALMER INC 455 24,000 0.00%
24 West Oak Capital, LLC 613 31,928 0.00%
25 INTEGRATED WEALTH MANAGEMENT 699 36,000 0.00%
26 COLONY GROUP LLC 711 37,000 0.00%
27 CAPTRUST FINANCIAL ADVISORS 731 38,000 0.00%
28 Smithfield Trust Co 815 42,000 0.01%
29 FIRST INTERSTATE BANK 892 46,000 0.01%
30 GUPTA WEALTH MANAGEMENT LLC 909 47,000 0.01%
31 Winslow, Evans & Crocker, Inc. 1,010 52,606 0.01%
32 Financial Management Professionals, Inc. 1,188 61,000 0.01%
33 WASHINGTON TRUST BANK 1,400 73,000 0.01%
34 Vigilant Capital Management, LLC 1,450 76,000 0.01%
35 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 1,346 77,000 0.01%
36 Capital Directions Investment Advisors, LLC 1,643 86,000 0.01%
37 Creative Planning 1,913 100,000 0.01%
38 LBA Wealth Management, LLC 2,059 107,000 0.01%
39 ARMBRUSTER CAPITAL MANAGEMENT, INC. 2,433 127,000 0.02%
40 WEALTHCARE CAPITAL MANAGEMENT LLC 2,560 133,000 0.02%
41 ASSET PLANNING SERVICES, LTD. 2,594 135,000 0.02%
42 Tortoise Investment Management, LLC 2,725 142,000 0.02%
43 ASSETMARK, INC 2,808 146,000 0.02%
44 MCF Advisors LLC 2,853 149,000 0.02%
45 FIFTH THIRD BANCORP 2,852 149,000 0.02%
46 PNC FINANCIAL SERVICES GROUP, INC. 2,868 150,000 0.02%
47 Argentus Capital Management, LLC 2,989 156,000 0.02%
48 TCI Wealth Advisors, Inc. 3,019 157,000 0.02%
49 Trutina Financial LLC 3,863 201,000 0.03%
50 WASATCH ADVISORS LP 3,910 204,000 0.03%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.