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SCHWAB U.S. SMALL-CAP ETF
SCHWAB U.S. SMALL-CAP ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 245 Institutional holders with a total value of $1,004,122,441.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Carroll Financial Associates, Inc. 7 0 0.00%
2 Parallax Volatility Advisers, L.P. 1 0 0.00%
3 D.A. DAVIDSON & CO. 32 1,000 0.00%
4 WOLVERINE TRADING LP /BD 34 1,805 0.00%
5 WEALTHPLAN PARTNERS, LLC 68 1,839 0.00%
6 JPMORGAN CHASE & CO 67 4,000 0.00%
7 CAPTRUST FINANCIAL ADVISORS 72 4,000 0.00%
8 Sandy Spring Bank 98 5,000 0.00%
9 Horrell Capital Management, Inc. 118 6,000 0.00%
10 Vantage Investment Advisors, LLC 133 7,000 0.00%
11 TD Capital Management LLC 169 9,000 0.00%
12 SONORA INVESTMENT MANAGEMENT, LLC 171 9,239 0.00%
13 THOMPSON SIEGEL & WALMSLEY LLC 190 10,000 0.00%
14 Winfield Associates, Inc. 200 11,000 0.00%
15 CUTLER GROUP LLC / CA 13,400 11,000 0.00% Call
16 Plante Moran Financial Advisors, LLC 220 12,000 0.00%
17 Evercore Wealth Management, LLC 216 12,000 0.00%
18 REILLY FINANCIAL ADVISORS, LLC 237 13,000 0.00%
19 Advisory Alpha, LLC 277 15,000 0.00%
20 WHITTIER TRUST CO OF NEVADA INC 300 16,000 0.00%
21 Kistler-Tiffany Companies, LLC 315 17,000 0.00%
22 Patten Group, Inc. 350 18,945 0.00%
23 Ruggie Capital Group 373 20,000 0.00%
24 Parkside Financial Bank & Trust 363 20,000 0.00%
25 WOLVERINE TRADING LP /BD 4 21,240 0.00% Put
26 Allworth Financial LP 403 22,000 0.00%
27 US BANCORP \DE\ 448 24,000 0.00%
28 ATWOOD & PALMER INC 455 25,000 0.00%
29 PITTENGER & ANDERSON INC 650 35,000 0.00%
30 Advisory Services Network, LLC 669 36,000 0.00%
31 Smithfield Trust Co 815 44,000 0.00%
32 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 869 46,000 0.00%
33 FIRST INTERSTATE BANK 892 48,000 0.00%
34 Winslow, Evans & Crocker, Inc. 1,010 54,572 0.01%
35 TCI Wealth Advisors, Inc. 1,065 58,000 0.01%
36 Chicago Partners Investment Group LLC 1,197 65,000 0.01%
37 West Oak Capital, LLC 1,286 69,483 0.01%
38 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,337 72,000 0.01%
39 Financial Management Professionals, Inc. 1,408 76,000 0.01%
40 Capital Directions Investment Advisors, LLC 1,527 82,000 0.01%
41 People's United Financial, Inc. 1,874 101,000 0.01%
42 Chevy Chase Trust Holdings, LLC 1,875 101,000 0.01%
43 LBA Wealth Management, LLC 1,900 103,000 0.01%
44 WOLVERINE TRADING LP /BD 22 116,820 0.01% Call
45 ARMBRUSTER CAPITAL MANAGEMENT, INC. 2,480 134,000 0.01%
46 PNC FINANCIAL SERVICES GROUP, INC. 2,520 136,000 0.01%
47 ASSET PLANNING SERVICES, LTD. 2,613 141,000 0.01%
48 ANCHOR INVESTMENT MANAGEMENT, LLC 2,700 145,881 0.01%
49 WEALTHCARE CAPITAL MANAGEMENT LLC 2,794 151,000 0.02%
50 ASSETMARK, INC 2,808 152,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.