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Schwab Us Small Co Equities Etf
Schwab Us Small Co Equities Etf. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 100 Institutional holders with a total value of $432,022,389.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST MANHATTAN CO. LLC. 6 0 0.00%
2 CITIGROUP INC 75 5,000 0.00%
3 Horrell Capital Management, Inc. 120 8,000 0.00%
4 THOMPSON SIEGEL & WALMSLEY LLC 190 12,000 0.00%
5 Exchange Capital Management, Inc. 251 16,000 0.00%
6 WHITTIER TRUST CO OF NEVADA INC 300 19,000 0.00%
7 ATWOOD & PALMER INC 455 29,000 0.01%
8 REILLY FINANCIAL ADVISORS, LLC 910 57,000 0.01%
9 PITTENGER & ANDERSON INC 1,070 67,000 0.02%
10 FIFTH THIRD BANCORP 1,247 79,000 0.02%
11 OPPENHEIMER ASSET MANAGEMENT INC. 1,377 87,000 0.02%
12 PNC FINANCIAL SERVICES GROUP, INC. 1,532 97,000 0.02%
13 West Oak Capital, LLC 1,721 108,389 0.03%
14 ASSETMARK, INC 2,467 155,000 0.04%
15 Phocas Financial Corp. 3,515 221,000 0.05% SH
16 Beaumont Financial Partners, LLC 3,784 238,000 0.06%
17 LINCOLN CAPITAL CORP 4,311 272,000 0.06%
18 OXFORD FINANCIAL GROUP, LTD. LLC 4,443 280,000 0.06%
19 Timber Hill LLC 4,795 302,000 0.07%
20 KLINGENSTEIN FIELDS & CO LP 5,342 336,000 0.08%
21 SIGMA INVESTMENT COUNSELORS INC 5,495 346,000 0.08%
22 NORTHERN TRUST CORP 5,492 346,000 0.08%
23 Rock Point Advisors, LLC 5,567 351,000 0.08%
24 SOUTH TEXAS MONEY MANAGEMENT LTD 6,386 402,000 0.09%
25 Orion Porfolio Solutions, LLC 6,537 412,000 0.10%
26 Liberty Capital Management, Inc. 6,611 416,000 0.10%
27 People's United Financial, Inc. 7,140 450,000 0.10%
28 Bowling Portfolio Management LLC 7,193 453,000 0.10%
29 PARSONS CAPITAL MANAGEMENT INC/RI 7,336 462,000 0.11%
30 AVITY INVESTMENT MANAGEMENT INC. 7,370 464,000 0.11% SH
31 ASSET PLANNING SERVICES INC /LA/ /ADV 7,425 468,000 0.11%
32 WBH ADVISORY INC 7,570 476,000 0.11%
33 Buffington Mohr McNeal 7,593 478,000 0.11%
34 Ifrah Financial Services, Inc. 8,406 529,000 0.12%
35 MYCIO WEALTH PARTNERS, LLC 8,914 561,000 0.13%
36 APPLETON PARTNERS INC/MA 9,112 574,000 0.13%
37 GW HENSSLER & ASSOCIATES LTD 9,355 589,000 0.14%
38 JOHNSON INVESTMENT COUNSEL INC 9,410 592,000 0.14%
39 ROWLAND CARMICHAEL ADVISORS INC /ADV 9,508 599,000 0.14%
40 Destination Wealth Management 10,691 673,000 0.16%
41 BANK OF MONTREAL /CAN/ 11,119 700,000 0.16%
42 BAILARD, INC. 11,258 709,000 0.16%
43 RAYMOND JAMES & ASSOCIATES 11,554 728,000 0.17%
44 EVERMAY WEALTH MANAGEMENT LLC 11,516 737,000 0.17%
45 FLPUTNAM INVESTMENT MANAGEMENT CO 11,915 750,000 0.17%
46 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 11,991 755,000 0.17%
47 MITCHELL CAPITAL MANAGEMENT CO 12,682 799,000 0.18%
48 US BANCORP \DE\ 13,147 828,000 0.19%
49 ASSET ADVISORS CORP 13,308 838,000 0.19%
50 Steinberg Global Asset Management 13,514 851,000 0.20%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.