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SCHWAB U.S. SMALL-CAP ETF
SCHWAB U.S. SMALL-CAP ETF. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 338 Institutional holders with a total value of $1,924,415,342.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Charles Schwab Investment Advisory, Inc. 12,398,700 792,401,000 41.18%
2 SEI INVESTMENTS CO 1,851,814 118,349,000 6.15%
3 Personal Capital Advisors Corp 1,026,868 65,627,000 3.41%
4 AT Bancorp 621,915 39,777,000 2.07%
5 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 616,094 39,265,000 2.04%
6 QS Investors, LLC 479,969 30,675,000 1.59%
7 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 448,552 28,667,000 1.49%
8 Financial Management Professionals, Inc. 425,762 27,210,000 1.41%
9 B & T Capital Management DBA Alpha Capital Management 394,926 25,240,000 1.31%
10 Raymond James Financial Services Advisors, Inc. 369,074 23,587,000 1.23%
11 SHARKEY, HOWES & JAVER 361,531 23,105,000 1.20%
12 PIERSHALE FINANCIAL GROUP, INC. 353,851 22,286,000 1.16%
13 AMERIPRISE FINANCIAL INC 289,152 18,490,000 0.96%
14 UNITED CAPITAL FINANCIAL ADVISORS, LLC 281,226 17,973,000 0.93%
15 BRONFMAN E.L. ROTHSCHILD, L.P. 261,396 16,706,000 0.87%
16 Financial Engines Advisors L.L.C. 256,544 16,395,000 0.85%
17 Geneva Advisors, LLC 249,054 15,917,000 0.83%
18 AJ WEALTH STRATEGIES, LLC 247,601 15,824,000 0.82%
19 Mariner Wealth Advisors-Cincinnati, LLC 219,817 14,049,000 0.73%
20 SVA Wealth Management, LLC 215,359 13,764,000 0.72%
21 BERGANKDV WEALTH MANAGEMENT, LLC 199,546 12,753,000 0.66%
22 Gemmer Asset Management LLC 197,331 12,611,000 0.66%
23 MONEYWISE, INC. 171,450 10,957,000 0.57%
24 WealthTrust-Arizona, LLC 159,584 10,199,000 0.53%
25 UBS Group AG 150,099 9,593,000 0.50%
26 JANE STREET GROUP, LLC 148,577 9,496,000 0.49%
27 Burt Wealth Advisors 143,630 9,179,000 0.48%
28 HighTower Advisors, LLC 142,587 9,118,000 0.47%
29 TD Ameritrade Trust Co 166,033 8,883,000 0.46%
30 Marquette Asset Management, LLC 137,687 8,800,000 0.46%
31 TILLER PRIVATE WEALTH, INC. 132,277 8,454,000 0.44%
32 Creative Planning 131,453 8,401,000 0.44%
33 BLUESKY WEALTH ADVISORS, LLC 130,930 8,368,000 0.43%
34 BANK OF AMERICA CORP /DE/ 120,013 7,671,000 0.40%
35 Emery Howard Portfolio Management, Inc. 119,255 7,622,000 0.40%
36 BB&T INVESTMENT SERVICES, INC. 114,697 7,321,000 0.38%
37 Apriem Advisors 113,095 7,228,000 0.38%
38 APPLETON GROUP, LLC 110,986 7,093,000 0.37%
39 NORTHWEST INVESTMENT COUNSELORS, LLC 109,450 6,995,000 0.36%
40 HBK Sorce Advisory LLC 108,569 6,939,000 0.36%
41 ProVise Management Group, LLC 105,001 6,710,000 0.35%
42 Madden Advisory Services, Inc. 101,742 6,502,000 0.34%
43 LADENBURG THALMANN FINANCIAL SERVICES INC. 101,234 6,469,000 0.34%
44 Summit Financial Strategies, Inc. 100,148 6,400,000 0.33%
45 WOOSTER CORTHELL WEALTH MANAGEMENT, INC. 99,893 6,384,000 0.33%
46 St. Johns Investment Management Company, LLC 99,354 6,350,000 0.33%
47 RKL Wealth Management LLC 97,096 6,191,000 0.32%
48 PLANNING ALTERNATIVES LTD /ADV 88,648 5,665,000 0.29%
49 MOISAND FITZGERALD TAMAYO, LLC 88,163 5,634,000 0.29%
50 CWH Capital Management, Inc. 83,870 5,360,000 0.28%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.