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SCHWAB U.S. SMALL-CAP ETF
SCHWAB U.S. SMALL-CAP ETF. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 338 Institutional holders with a total value of $1,924,415,342.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Patten Group, Inc. 5 0 0.00%
2 CUTLER GROUP LLC / CA 600 0 0.00% Call
3 Carroll Financial Associates, Inc. 7 0 0.00%
4 First Horizon Advisors, Inc. 0 0 0.00%
5 Parallax Volatility Advisers, L.P. 1 0 0.00%
6 Cypress Capital Management LLC (WY) 10 639 0.00%
7 D'Orazio & Associates, Inc. 22 1,000 0.00%
8 CUTLER GROUP LLC / CA 1,400 1,000 0.00% Put
9 SONORA INVESTMENT MANAGEMENT, LLC 25 1,598 0.00%
10 Chicago Partners Investment Group LLC 16 2,000 0.00%
11 Gradient Investments LLC 27 2,000 0.00%
12 NEW CAPITAL MANAGEMENT LP 41 3,000 0.00%
13 SIMPLEX TRADING, LLC 55 3,000 0.00%
14 CREATIVE FINANCIAL DESIGNS INC /ADV 45 3,000 0.00%
15 ALPHASTAR CAPITAL MANAGEMENT, LLC 89 5,000 0.00%
16 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 88 5,000 0.00%
17 Glassman Wealth Services 73 5,000 0.00%
18 Horrell Capital Management, Inc. 120 8,000 0.00%
19 Vantage Investment Advisors, LLC 134 9,000 0.00%
20 Baystate Wealth Management LLC 142 9,000 0.00%
21 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 152 10,000 0.00%
22 TD Capital Management LLC 169 11,000 0.00%
23 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 187 11,000 0.00%
24 GENEOS WEALTH MANAGEMENT INC. 191 12,000 0.00%
25 THOMPSON SIEGEL & WALMSLEY LLC 190 12,000 0.00%
26 Winfield Associates, Inc. 200 13,000 0.00%
27 CITIGROUP INC 225 14,000 0.00%
28 CAPTRUST FINANCIAL ADVISORS 212 14,000 0.00%
29 Plante Moran Financial Advisors, LLC 220 14,000 0.00%
30 WHITTIER TRUST CO OF NEVADA INC 300 19,000 0.00%
31 Kistler-Tiffany Companies, LLC 315 20,000 0.00%
32 Blume Capital Management, Inc. 503 32,000 0.00%
33 Ruggie Capital Group 506 32,000 0.00%
34 CLEARSTEAD TRUST, LLC 500 32,000 0.00%
35 BROWN BROTHERS HARRIMAN & CO 515 33,000 0.00%
36 Parkside Financial Bank & Trust 528 34,000 0.00%
37 Private Ocean, LLC 531 34,000 0.00%
38 Allworth Financial LP 708 45,000 0.00%
39 ENTERPRISE FINANCIAL SERVICES CORP 800 51,000 0.00%
40 GS INVESTMENTS, INC. 802 51,256 0.00%
41 REILLY FINANCIAL ADVISORS, LLC 910 58,000 0.00%
42 Winslow, Evans & Crocker, Inc. 965 61,673 0.00%
43 PNC FINANCIAL SERVICES GROUP, INC. 1,008 65,000 0.00%
44 IHT WEALTH MANAGEMENT, LLC 217 67,000 0.00%
45 PITTENGER & ANDERSON INC 1,070 68,000 0.00%
46 Sandy Spring Bank 1,171 75,000 0.00%
47 MONEY MATTERS FINANCIAL GROUP INC 1,214 78,000 0.00%
48 FIFTH THIRD BANCORP 1,247 80,000 0.00%
49 TCI Wealth Advisors, Inc. 1,383 88,000 0.00%
50 OPPENHEIMER ASSET MANAGEMENT INC. 1,392 89,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.