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SCHWAB STRATEGIC TR
SCHWAB STRATEGIC TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 278 Institutional holders with a total value of $2,249,094,310.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC 72 2,000 0.00%
3 COLONY GROUP LLC 98 3,000 0.00%
4 CUTLER GROUP LLC / CA 130 3,000 0.00%
5 Private Ocean, LLC 119 3,000 0.00%
6 ASSETMARK, INC 163 4,000 0.00%
7 Sunbelt Securities, Inc. 158 4,354 0.00%
8 Financial Management Professionals, Inc. 198 5,000 0.00%
9 MYCIO WEALTH PARTNERS, LLC 204 6,000 0.00%
10 Horrell Capital Management, Inc. 214 6,000 0.00%
11 Ledyard National Bank 250 7,000 0.00%
12 Glassman Wealth Services 320 9,000 0.00%
13 Advisory Services Network, LLC 309 9,000 0.00%
14 DUBUQUE BANK & TRUST CO 373 10,000 0.00%
15 Stanford Investment Group, Inc. 404 11,000 0.00%
16 St. Johns Investment Management Company, LLC 450 12,000 0.00%
17 FIFTH THIRD BANCORP 559 15,000 0.00%
18 Crosspoint Capital Strategies, LLC 518 15,000 0.00%
19 D'Orazio & Associates, Inc. 597 16,000 0.00%
20 Patten Group, Inc. 622 17,146 0.00%
21 NEXT Financial Group, Inc 657 18,000 0.00%
22 Barrett Asset Management, LLC 705 19,000 0.00%
23 Smithfield Trust Co 1,095 30,000 0.00%
24 Evercore Wealth Management, LLC 1,222 34,000 0.00%
25 Focused Wealth Management, Inc 1,226 34,000 0.00%
26 TRUST CO 1,305 35,966 0.00%
27 ADIRONDACK TRUST CO 1,697 44,000 0.00%
28 Vantage Investment Advisors, LLC 1,630 45,000 0.00%
29 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,951 54,000 0.00%
30 West Oak Capital, LLC 2,270 62,561 0.00%
31 Parkside Financial Bank & Trust 2,365 65,000 0.00%
32 SRH ADVISORS, LLC 2,450 68,000 0.00%
33 ATWOOD & PALMER INC 2,503 69,000 0.00%
34 Burt Wealth Advisors 2,718 74,000 0.00%
35 MUFG Americas Holdings Corp 2,817 78,000 0.00%
36 People's United Financial, Inc. 3,317 91,000 0.00%
37 Oakworth Capital, Inc. 3,673 101,000 0.00%
38 Joel Isaacson & Co., LLC 3,905 108,000 0.00%
39 US BANCORP \DE\ 4,000 110,000 0.00%
40 Blume Capital Management, Inc. 4,800 132,000 0.01%
41 Tortoise Investment Management, LLC 5,249 145,000 0.01%
42 Capital Directions Investment Advisors, LLC 5,391 149,000 0.01%
43 PNC FINANCIAL SERVICES GROUP, INC. 5,504 152,000 0.01%
44 Blue Chip Partners, LLC 5,579 154,000 0.01%
45 Kavar Capital Partners, LLC 5,687 156,000 0.01%
46 Efficient Market Advisors, LLC 6,258 172,000 0.01%
47 Quantum Capital Management, LLC / NJ 7,131 197,000 0.01%
48 Aspen Investment Management Inc 7,539 208,000 0.01%
49 GUPTA WEALTH MANAGEMENT LLC 7,690 212,000 0.01%
50 OARSMAN CAPITAL, INC. 7,678 212,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.