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BioPharmX Corporation
BioPharmX Corporation. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 21 Institutional holders with a total value of $13,093,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VIVO CAPITAL, LLC 14,096,338 6,752,000 51.57%
2 FRANKLIN RESOURCES INC 9,499,615 4,550,000 34.75%
3 VANGUARD GROUP INC 1,933,747 927,000 7.08%
4 BAKER BROS. ADVISORS LP 598,758 287,000 2.19%
5 Virtu KCG Holdings LLC 503,418 241,000 1.84%
6 GEODE CAPITAL MANAGEMENT, LLC 323,967 155,000 1.18%
7 NORTHERN TRUST CORP 92,518 44,000 0.34%
8 FIRST WILSHIRE SECURITIES MANAGEMENT INC 58,027 28,000 0.21%
9 LPL Financial LLC 40,000 19,000 0.15%
10 Moors & Cabot, Inc. 40,000 19,000 0.15%
11 Bank of New York Mellon Corp 27,495 13,000 0.10%
12 OPPENHEIMER & CO INC 28,000 13,000 0.10%
13 GUGGENHEIM CAPITAL LLC 22,718 11,000 0.08%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 22,100 11,000 0.08%
15 CITADEL ADVISORS LLC 19,447 9,000 0.07%
16 COMMERCE BANK 10,000 5,000 0.04%
17 TWO SIGMA SECURITIES, LLC 11,385 5,000 0.04%
18 UBS Group AG 5,064 2,000 0.02%
19 BlackRock Finance, Inc. 3,675 2,000 0.02%
20 MORGAN STANLEY 100 0 0.00%
21 CITIGROUP INC 1,000 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.