| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1,000 | 1,000 | 0.00% | ||
| 2 | NOMURA HOLDINGS INC | 114,000 | 140,000 | 0.00% | PRN | |
| 3 | MACKENZIE FINANCIAL CORP | 266,000 | 325,000 | 0.01% | PRN | |
| 4 | BlackRock Fund Advisors | 275,000 | 337,000 | 0.01% | PRN | |
| 5 | Calamos Wealth Management LLC | 279,000 | 346,000 | 0.01% | PRN | |
| 6 | KEYBANK NATIONAL ASSOCIATION/OH | 288,000 | 353,000 | 0.01% | ||
| 7 | RUSSELL FRANK CO/ | 700,000 | 858,000 | 0.02% | ||
| 8 | DEUTSCHE BANK AG\ | 793,000 | 972,000 | 0.02% | Put | PRN |
| 9 | SG Americas Securities, LLC | 11,310 | 1,393,000 | 0.03% | PRN | |
| 10 | GABELLI FUNDS LLC | 1,500,000 | 1,840,000 | 0.04% | PRN | |
| 11 | Jefferies Group LLC | 1,650,000 | 2,032,000 | 0.04% | PRN | |
| 12 | CITIGROUP INC | 2,213,000 | 2,715,000 | 0.05% | PRN | |
| 13 | EDMOND DE ROTHSCHILD HOLDING S.A. | 2,500,000 | 3,066,000 | 0.06% | PRN | |
| 14 | EDMOND DE ROTHSCHILD ASSET MANAGEMENT (FRANCE) | 2,500,000 | 3,066,000 | 0.06% | PRN | |
| 15 | Tiptree Advisors, LLC | 2,500,000 | 3,067,000 | 0.06% | PRN | |
| 16 | BANK OF AMERICA CORP /DE/ | 2,696,000 | 3,292,000 | 0.06% | PRN | |
| 17 | WELLS FARGO & COMPANY/MN | 2,821,000 | 3,466,000 | 0.07% | PRN | |
| 18 | Invesco Ltd. | 4,000,000 | 4,908,000 | 0.09% | PRN | |
| 19 | Candriam S.C.A. | 4,000 | 4,968,000 | 0.09% | PRN | |
| 20 | GOLDMAN SACHS GROUP INC | 4,735,000 | 5,809,000 | 0.11% | PRN | |
| 21 | AXA S.A. | 5,000,000 | 6,134,000 | 0.12% | PRN | |
| 22 | TENOR CAPITAL MANAGEMENT Co., L.P. | 5,000,000 | 6,151,000 | 0.12% | PRN | |
| 23 | VICTORY CAPITAL MANAGEMENT INC | 5,880,100 | 7,215,000 | 0.14% | PRN | |
| 24 | PUTNAM INVESTMENTS LLC | 7,290,000 | 8,944,000 | 0.17% | ||
| 25 | GLG Partners LP | 7,695,000 | 9,450,000 | 0.18% | PRN | |
| 26 | DEUTSCHE BANK AG\ | 8,058,000 | 9,886,000 | 0.19% | PRN | |
| 27 | MORGAN STANLEY | 8,943,000 | 10,944,000 | 0.21% | PRN | |
| 28 | ROYAL BANK OF CANADA | 9,605,000 | 11,730,000 | 0.22% | PRN | |
| 29 | Polar Asset Management Partners Inc. | 10,000,000 | 12,265,000 | 0.23% | PRN | |
| 30 | GUARDIAN LIFE INSURANCE CO OF AMERICA | 10,500,000 | 12,882,000 | 0.25% | PRN | |
| 31 | Jabre Capital Partners S.A. | 11,125,000 | 13,695,000 | 0.26% | PRN | |
| 32 | CREDIT SUISSE AG/ | 13,515,000 | 16,581,000 | 0.32% | PRN | |
| 33 | BNP Paribas Asset Management Holding S.A. | 14,500,000 | 17,705,000 | 0.34% | PRN | |
| 34 | MACKAY SHIELDS LLC | 14,595,000 | 17,979,000 | 0.34% | PRN | |
| 35 | AMUNDI ASSET MANAGEMENT US, INC. | 15,805,000 | 19,390,000 | 0.37% | PRN | |
| 36 | JPMORGAN CHASE & CO | 29,420,000 | 35,930,000 | 0.68% | PRN | |
| 37 | Lombard Odier Asset Management (Europe) Ltd | 29,310,000 | 36,074,000 | 0.69% | PRN | |
| 38 | FRANKLIN RESOURCES INC | 30,000,000 | 36,956,000 | 0.70% | PRN | |
| 39 | CSS LLC/IL | 35,112,000 | 43,084,000 | 0.82% | PRN | |
| 40 | LOOMIS SAYLES & CO L P | 1,311,595 | 74,918,000 | 1.43% | ||
| 41 | Calamos Advisors LLC | 63,041,000 | 78,074,000 | 1.49% | PRN | |
| 42 | ADVENT CAPITAL MANAGEMENT /DE/ | 68,762,000 | 84,560,000 | 1.61% | PRN | |
| 43 | OAKTREE CAPITAL MANAGEMENT LP | 77,578,000 | 95,021,000 | 1.81% | PRN | |
| 44 | Allianz Asset Management GmbH | 84,960,000 | 103,757,000 | 1.98% | PRN | |
| 45 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 36,355,000 | 4,439,854,000 | 84.53% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
